RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• V•••••
- B•• P•••••• A•••• M••••••••• U• • L•• asset manager currentsince Feb 15, 2024 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseJul 16, 2021 to Apr 12, 2022 · Coral Gables, Fl
- M••••• S•••••• wirehouseMay 21, 2020 to Oct 30, 2020 · New York, Ny
- U•• F•••••••• S••••••• I••• to B•• P•••••• A•••• M••••••••• U• • L••left Apr 12, 2022, registered Feb 15, 2024 (674 days) · Other · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Oct 30, 2020, registered Jul 16, 2021 (259 days) · Wirehouse to wirehouse · moved with a team
- M••••• V••••• left U•• F•••••••• S••••••• I••• for B•• P•••••• A•••• M••••••••• U• • L•• (registered 2024-02-15)Apr 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address