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Advisor at CAYENA CAPITAL MANAGEMENT, LLC
WEARE, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAYENA CAPITAL MANAGEMENT, LLC | State registered | Aug 9, 2019 | n/a | yes | WEARE, NH | Current employment |
| CURBSTONE FINANCIAL MANAGEMENT CORP. | Independent wealth | Mar 1, 2018 | Jun 28, 2019 | no | MANCHESTER, NH | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Nov 17, 2015 | Mar 28, 2016 | no | MERRIMACK, NH | Previous registration |
| WINDHAVEN INVESTMENT MANAGEMENT, INC. | Former SEC adviser | Nov 24, 2014 | Oct 2, 2015 | no | BOSTON, MA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Sep 9, 2010 | Oct 23, 2014 | no | ENGLEWOOD, CO|Bedford, NH | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Aug 25, 2009 | Apr 13, 2010 | no | FT LAUDERDALE, FL | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jul 30, 2009 | Apr 13, 2010 | no | Fort Lauderdale, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CURBSTONE FINANCIAL MANAGEMENT CORP. | CAYENA CAPITAL MANAGEMENT, LLC | Jun 28, 2019 | Aug 9, 2019 | 42 | Firm change | RIA to state RIA |
| STRATEGIC ADVISERS LLC | CURBSTONE FINANCIAL MANAGEMENT CORP. | Mar 28, 2016 | Mar 1, 2018 | 703 | Firm change after gap | Other |
| WINDHAVEN INVESTMENT MANAGEMENT, INC. | STRATEGIC ADVISERS LLC | Oct 2, 2015 | Nov 17, 2015 | 46 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | WINDHAVEN INVESTMENT MANAGEMENT, INC. | Oct 23, 2014 | Nov 24, 2014 | 32 | Channel change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | CHARLES SCHWAB & CO., INC. | Apr 13, 2010 | Sep 9, 2010 | 149 | Firm change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Apr 13, 2010 | Aug 25, 2009 | -231 | Channel change | Other |