D••••• C••••

Advisor at S••••••••• W•••••• L••

LEHI, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b4854c9-d974-9c94-766e-f9e4bb2e67cf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••• L••	Independent wealth	Mar 18, 2022	n/a	yes	LEHI, UT	Current employment
K••• C•••••• P•••••••	Independent wealth	Aug 4, 2021	Mar 18, 2022	no	SAN JOSE, CA\|Park City, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••• C•••••• P•••••••	S••••••••• W•••••• L••	Mar 18, 2022	Mar 18, 2022	0	Firm change	RIA to RIA
W•••• F•••• A•••••••	K••• C•••••• P•••••••	Aug 3, 2021	Aug 4, 2021

Relationships

Registered with (3)

→ S••••••••• W•••••• L••Registered adviserregistration: current employment
Mar 18, 2022 to presentfactForm ADV
→ K••• C•••••• P•••••••Registered adviserregistration: previous registration
Aug 4, 2021 to Mar 18, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 13, 2012 to Aug 3, 2021factForm ADV

Dated events

Occurred
Mar 18, 2022
Advisor changed firm
D••••• C•••• left K••• C•••••• P••••••• for S••••••••• W•••••• L•• (registered 2022-03-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b4854c9-d974-9c94-766e-f9e4bb2e67cf
First observed: Aug 13, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.