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CRD 315843
LEHI, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| W•••••• J•••• M••••••• | n/a | Lehi, UT | LEHI, UT | 4 | 20 | 3 | no |
| Z•••••• M••••••• W••••••••• | Certified Financial Planner | Lehi, UT | LEHI, UT | 4 | 17 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| M••••••• J••••••• T••••• | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | C | yes | 09/2021 | Sep 22, 2021 | Oct 31, 2024 |
| M•••••••• W••••••• J•••• | CHIEF INVESTMENT OFFICER | C | yes | 09/2021 | Sep 22, 2021 | Oct 31, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S••••••••• C•••••• M••••••••• L•• | n/a | Asset manager | $128M | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 4, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 12.5% | 0 | 0 | 0 | 2 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $704M | $628M | 12.2% | $376M | 23.3% | 12 | 13 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | 3 | Oct 29, 2021 | Jan 27, 2022 | SALT LAKE CITY, UT | Team lift out | Wirehouse to new firm | 0.0% |
| no |
| J•••••• T••••• M•••••• | n/a | LEHI, UT | Lehi, UT | 4 | 16 | 1 | no |
| R••••• C•••• F••••••••• | n/a | LEHI, UT | 4 | 10 | 1 | no |
| V••••••• F•• | n/a | LEHI, UT | 4 | 11 | 1 | no |
| D••••• C•••• | n/a | LEHI, UT | 4 | 16 | 2 | no |
| R••••• S•••• P•••••• | n/a | LEHI, UT | 0 | 12 | n/a | no |
| N••••••• L••• T•••••• | Certified Financial Planner | LEHI, UT | 0 | 10 | n/a | no |
| S••••••••• H•••••••• L•• |
| Owner |
| E |
| yes |
| 09/2021 |
| Sep 22, 2021 |
| Oct 31, 2024 |
| W••••••••• Z••••••• M••••••• | President | C | yes | 09/2021 | Sep 22, 2021 | Oct 31, 2024 |
| D••• H••••••• L•• | Owner | B | no | 09/2021 | Sep 22, 2021 | Oct 31, 2024 |
| M••••••• J•••••• | CHIEF COMPLIANCE OFFICER | Na | no | 09/2021 | Sep 22, 2021 | Oct 31, 2024 |
| $704M |
| $704M |
| 12 |
| 8 |
| 0 |
| n/a |
| n/a |
| 2024 | Feb 12, 2025 | $628M | $628M | 13 | 9 | 0 | n/a | n/a |
| 2023 | Feb 28, 2024 | $522M | $512M | 15 | 7 | 0 | n/a | n/a |
| 2022 | Mar 13, 2023 | $376M | $365M | 14 | 7 | 0 | n/a | n/a |
| 2021 | Jan 24, 2022 | $251M | $237M | 7 | 7 | 0 | n/a | n/a |