DFX Intelligence

J••••••• P••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J••••••• P••• W••••••

Advisor at V••••••• A•••••••• I•••

Malvern, PA

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Search this name across graphsid dfx:ria:7b51acc3-1ac3-2b4c-f773-c0b0eab90355

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 27, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Sep 23, 2020	n/a	yes	Malvern, PA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 2, 2013	Aug 19, 2020	no	RED BANK, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	V••••••• A•••••••• I•••	Aug 19, 2020	Sep 23, 2020	35	Firm change	Ibd to ibd
J••• M••••• S••••••••• L••	A••••••••• F•••••••• S•••••••• L••	Jun 24, 2013	Jul 2, 2013

Relationships

Registered with (4)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 23, 2020 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 2, 2013 to Aug 19, 2020factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Jun 24, 2013factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b51acc3-1ac3-2b4c-f773-c0b0eab90355
First observed: Mar 30, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.