This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

THORNBURG INVESTMENT MANAGEMENT INC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66

First exam

Oct 5, 2017

First registration

Oct 10, 2017

Dual registered

yes, broker-dealer

Other names

Kelly Taylor Vasel|Kelly Vasel|Kelly Fant

IAPD individual key

6647290

• Occurred

  May 5, 2026
  Advisor changed firm

  Kelly Vasel left Ubs Financial Services Inc. for Thornburg Investment Management Inc (registered 2026-06-10)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7b5441f5-9bca-9e2d-ff03-2c34b0f0a502

First observed

Oct 10, 2017

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.