This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FISHER INVESTMENTS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 18, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Feb 18, 2015

First registration

May 4, 2016

Dual registered

no

Other names

JIM DUNN|JIM DUNN|JAMES CHARLES DUNN

IAPD individual key

5119507

• Occurred

  Jan 9, 2025
  Advisor changed firm

  Jim Charles Dunn left Lincoln Investment for Fisher Investments (registered 2025-01-14)

  Form ADVobserved 5 days ago
• Occurred

  Jul 28, 2023
  Advisor changed firm

  Jim Charles Dunn left Morgan Stanley for Lincoln Investment (registered 2023-07-19)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7b5ac9bf-dca1-828e-187e-cc3548d48481

First observed

May 4, 2016

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.