RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Jan 14, 2025 · Tampa, Fl
- L•••••• I••••••••• independent RIAJul 19, 2023 to Jan 9, 2025 · Lutz, Fl
- M••••• S•••••• wirehouseMay 4, 2016 to Jul 28, 2023 · South Jordan, Ut
- L•••••• I••••••••• to F••••• I•••••••••left Jan 9, 2025, registered Jan 14, 2025 (5 days) · RIA to RIA
- M••••• S•••••• to L•••••• I•••••••••left Jul 28, 2023, registered Jul 19, 2023 (-9 days) · Wirehouse to independent RIA
- J•• C•••••• D••• left L•••••• I••••••••• for F••••• I••••••••• (registered 2025-01-14)Jan 9, 2025 · Advisor changed firm · fact
- J•• C•••••• D••• left M••••• S•••••• for L•••••• I••••••••• (registered 2023-07-19)Jul 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address