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Advisor at LIFE BALANCE FINANCIAL
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LIFE BALANCE FINANCIAL | State registered | Feb 20, 2018 | n/a | yes | HOUSTON, TX | Current employment |
| BARON FINANCIAL ADVISORS, LLC | State registered | Jun 19, 2014 | Apr 12, 2018 | no | SPRING, TX | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Jun 7, 2005 | Jun 20, 2014 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BARON FINANCIAL ADVISORS, LLC | LIFE BALANCE FINANCIAL | Apr 12, 2018 | Feb 20, 2018 | -51 | Firm change after gap | Other |
| PARK AVENUE SECURITIES LLC | BARON FINANCIAL ADVISORS, LLC | Jun 20, 2014 | Jun 19, 2014 | -1 | Firm change | Other |