RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• M•••• O••••••
- L••• B•••••• F•••••••• state registered currentsince Feb 20, 2018 · Houston, Tx
- B•••• F•••••••• A•••••••• L•• state registeredJun 19, 2014 to Apr 12, 2018 · Spring, Tx
- P••• A••••• S••••••••• L•• BD affiliatedJun 7, 2005 to Jun 20, 2014 · Houston, Tx
- B•••• F•••••••• A•••••••• L•• to L••• B•••••• F••••••••left Apr 12, 2018, registered Feb 20, 2018 (-51 days) · Other
- P••• A••••• S••••••••• L•• to B•••• F•••••••• A•••••••• L••left Jun 20, 2014, registered Jun 19, 2014 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address