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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Ronnie Joseph LaBarbera

Advisor at CETERA INVESTMENT ADVISERS LLC

Woodland Hills, CA | FRESNO, CA | ENCINO, CA

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Search this name across graphsid dfx:ria:7b5f19e5-d5ab-0996-308f-29fd8463e52a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 11, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 11, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 19, 2005
First registration: Aug 11, 2000
Dual registered: yes, broker-dealer
Other names: RON LABARBERA
IAPD individual key: 2138884

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	Woodland Hills, CA\|FRESNO, CA\|ENCINO, CA\|FRESNO, CA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Nov 28, 2023	Sep 5, 2025	no	Woodland Hills, CA\|Fresno, CA\|ENCINO, CA\|DALLAS, TX\|Fresno, CA	Previous registration
R SQUARED FINANCIAL, LLC	n/a	Jun 22, 2011	Dec 31, 2023	no	FRESNO, CA	Previous registration
PORTFOLIO ADVISORS, INC.	Independent wealth	Jan 13, 2009	Apr 25, 2011	no	FRESNO, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 21, 2005	Jan 16, 2009	no	FRESNO, CA\|Fresno, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 11, 2000	May 19, 2005	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
R SQUARED FINANCIAL, LLC	AVANTAX ADVISORY SERVICES	Dec 31, 2023	Nov 28, 2023	-33	Firm change after gap	Other
PORTFOLIO ADVISORS, INC.	R SQUARED FINANCIAL, LLC	Apr 25, 2011	Jun 22, 2011	58	Firm change	Other
CHARLES SCHWAB & CO., INC.	PORTFOLIO ADVISORS, INC.	Jan 16, 2009	Jan 13, 2009	-3	Firm change	Other
STRATEGIC ADVISERS LLC	CHARLES SCHWAB & CO., INC.	May 19, 2005	Sep 21, 2005	125	Firm change	Ibd to ibd

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 28, 2023 to Sep 5, 2025factForm ADV
→ R SQUARED FINANCIAL, LLCRegistered adviserregistration: previous registration
Jun 22, 2011 to Dec 31, 2023factForm ADV
→ PORTFOLIO ADVISORS, INC.Registered adviserregistration: previous registration
Jan 13, 2009 to Apr 25, 2011factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 21, 2005 to Jan 16, 2009factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 11, 2000 to May 19, 2005factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Ronnie Joseph Labarbera left R Squared Financial, Llc for Avantax Advisory Services (registered 2023-11-28)
Form ADVobserved 6 days ago