DFX Intelligence

J••••• R•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J••••• R•••••• F••••••

Advisor at C•••••• S••••• • C••• I•••

Austin, TX

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Search this name across graphsid dfx:ria:7b5f7f80-a066-037a-93ae-b7dd52d15735

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	May 11, 2021	n/a	yes	Austin, TX	Current employment
H•• I••••••••• P•••••••• L••	Independent wealth	Jul 3, 2020	Apr 1, 2021	no	AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•• I••••••••• P•••••••• L••	C•••••• S••••• • C••• I•••	Apr 1, 2021	May 11, 2021	40	Firm change	Other
T•• A•••••••• L•	H•• I••••••••• P•••••••• L••	Dec 8, 2020	Jul 3, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
112685:307956:TX:2020-12-08	Dec 8, 2020	Jul 3, 2020	AUSTIN, TX	Firm change after gap

Relationships

Registered with (6)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
May 11, 2021 to presentfactForm ADV
→ H•• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 3, 2020 to Apr 1, 2021factForm ADV
→ T•• A•••••••• L•Registered adviserregistration: previous registration
May 16, 2020 to Dec 8, 2020factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b5f7f80-a066-037a-93ae-b7dd52d15735
First observed: Nov 28, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.