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RIA / WealthAdvisor25 years in industry

JOANNE JUNKO NISHIYAMA

Advisor at INSIGHT INVESTMENT COUNSEL

EL SEGUNDO, CA

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Search this name across graphsid dfx:ria:7b62be98-9de8-70d9-7f30-d321075fd44f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INSIGHT INVESTMENT COUNSEL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 12, 2001
First registration: Jan 24, 2002
Dual registered: no
Other names: JOANNE YOSHIGAI
IAPD individual key: 3157715

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INSIGHT INVESTMENT COUNSEL	Independent wealth	Oct 17, 2025	n/a	yes	EL SEGUNDO, CA	Current employment
THE KINNEY GROUP, LLC	Former SEC adviser	Aug 30, 2013	Dec 19, 2024	no	PASADENA, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 26, 2005	Sep 11, 2013	no	PASADENA, CA\|PASADENA, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 19, 2004	Aug 30, 2005	no	GLENDALE, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Oct 6, 2003	Mar 15, 2004	no	PASADENA, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 24, 2002	Oct 2, 2003	no	GLENDALE , CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE KINNEY GROUP, LLC	INSIGHT INVESTMENT COUNSEL	Dec 19, 2024	Oct 17, 2025	302	Firm change	RIA to RIA
UBS FINANCIAL SERVICES INC.	THE KINNEY GROUP, LLC	Sep 11, 2013	Aug 30, 2013	-12	Firm change	Wirehouse to new firm
MORGAN STANLEY DW INC.	UBS FINANCIAL SERVICES INC.	Aug 30, 2005	Aug 26, 2005	-4	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	MORGAN STANLEY DW INC.	Mar 15, 2004	Mar 19, 2004	4	Firm change	Other
MORGAN STANLEY DW INC.	WELLS FARGO INVESTMENTS, LLC	Oct 2, 2003	Oct 6, 2003	4	Firm change	Other

Relationships

Registered with (5)

→ INSIGHT INVESTMENT COUNSELRegistered adviserregistration: current employment
Oct 17, 2025 to presentfactForm ADV
→ THE KINNEY GROUP, LLCRegistered adviserregistration: previous registration
Aug 30, 2013 to Dec 19, 2024factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 26, 2005 to Sep 11, 2013factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 19, 2004 to Aug 30, 2005factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 6, 2003 to Mar 15, 2004factForm ADV

Dated events

Occurred
Dec 19, 2024
Advisor changed firm
Joanne Junko Nishiyama left The Kinney Group, Llc for Insight Investment Counsel (registered 2025-10-17)
Form ADVobserved 6 days ago