RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J•••• N••••••••
- I•••••• I••••••••• C•••••• independent RIA currentsince Oct 17, 2025 · El Segundo, Ca
- T•• K••••• G••••• L•• formerAug 30, 2013 to Dec 19, 2024 · Pasadena, Ca
- U•• F•••••••• S••••••• I••• wirehouseAug 26, 2005 to Sep 11, 2013 · Pasadena, Ca
- M••••• S•••••• D• I••• unclassifiedMar 19, 2004 to Aug 30, 2005 · Glendale, Ca
- W•••• F•••• I••••••••• L•• unclassifiedOct 6, 2003 to Mar 15, 2004 · Pasadena, Ca
- M••••• S•••••• D• I••• unclassifiedJan 24, 2002 to Oct 2, 2003 · Glendale , Ca
- T•• K••••• G••••• L•• to I•••••• I••••••••• C••••••left Dec 19, 2024, registered Oct 17, 2025 (302 days) · RIA to RIA
- U•• F•••••••• S••••••• I••• to T•• K••••• G••••• L••left Sep 11, 2013, registered Aug 30, 2013 (-12 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••left Aug 30, 2005, registered Aug 26, 2005 (-4 days) · Other
- W•••• F•••• I••••••••• L•• to M••••• S•••••• D• I•••left Mar 15, 2004, registered Mar 19, 2004 (4 days) · Other
- M••••• S•••••• D• I••• to W•••• F•••• I••••••••• L••left Oct 2, 2003, registered Oct 6, 2003 (4 days) · Other
- J••••• J•••• N•••••••• left T•• K••••• G••••• L•• for I•••••• I••••••••• C•••••• (registered 2025-10-17)Dec 19, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address