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Advisor at PFG ADVISORS
San Jose, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PFG ADVISORS | Independent wealth | Mar 17, 2025 | n/a | yes | San Jose, CA | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Dec 16, 2002 | Mar 14, 2025 | no | SAN JOSE, CA|MORGAN HILL, CA|SAN JOSE, CA|MILPITAS, CA|SAN JOSE, CA|SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | PFG ADVISORS | Mar 14, 2025 | Mar 17, 2025 | 3 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 42132:173344:CA:2025-03-14 | Mar 14, 2025 | Mar 17, 2025 | SAN JOSE, CA | Firm change |