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Advisor at MORGAN STANLEY
Gotha, FL | Kansas City, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 19, 2011 | n/a | yes | Kansas City, MO|Gotha, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 29, 2006 | Aug 8, 2011 | no | LEESBURG, FL|THE VILLAGES, FL|ORLANDO, FL | Previous registration |
| VICUS CAPITAL, INC. | Independent wealth | Oct 9, 2003 | May 23, 2005 | no | TAMPA, FL | Previous registration |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Oct 8, 2003 | Dec 17, 2004 | no | ORLANDO, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Oct 1, 2003 | no | ORLANDO, FL | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Apr 20, 2000 | Jul 1, 2003 | no | ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Aug 8, 2011 | Aug 19, 2011 | 11 | Firm change | Wirehouse to wirehouse |
| VICUS CAPITAL, INC. | WELLS FARGO ADVISORS | May 23, 2005 | Mar 29, 2006 | 310 | Firm change | Other |
| WALNUT STREET SECURITIES, INC. | VICUS CAPITAL, INC. | Dec 17, 2004 | Oct 9, 2003 | -435 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | WALNUT STREET SECURITIES, INC. | Oct 1, 2003 | Oct 8, 2003 | 7 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |