DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at H•••••• J• S••• C•••••• M••••••••• I•••
Boca Raton, FL | FAIRFIELD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•••••• J• S••• C•••••• M••••••••• I••• | Independent wealth | Jan 16, 2025 | n/a | yes | FAIRFIELD, CT|Boca Raton, FL | Current employment |
| S•••••• G•••• W••••• M••••••••• I••• | Former SEC adviser | Mar 9, 2020 | Jan 13, 2025 | no | NEW YORK, NY|boca raton, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••• G•••• W••••• M••••••••• I••• | H•••••• J• S••• C•••••• M••••••••• I••• | Jan 13, 2025 | Jan 16, 2025 | 3 | Firm change | RIA to RIA |
| A••••••• A•••• M••••••••• I••• | S•••••• G•••• W••••• M••••••••• I••• | Mar 5, 2020 | Mar 9, 2020 |
| A••••••• A•••• M••••••••• I••• | Former SEC adviser | Nov 3, 2016 | Mar 5, 2020 | no | BOCA RATON, FL | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Jul 25, 2014 | Jul 25, 2016 | no | BOCA RATON, FL | Previous registration |
| D••••••• B••• S••••••••• I••• | No RAUM reported | Mar 29, 2012 | May 28, 2014 | no | PALM BEACH, FL | Previous registration |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Apr 11, 2012 | no | Boca Raton, FL | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Apr 17, 1991 | Jun 1, 2009 | no | BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| 4 |
| Firm change |
| RIA to RIA |
| R•••••• J•••• • A••••••••• I••• | A••••••• A•••• M••••••••• I••• | Jul 25, 2016 | Nov 3, 2016 | 101 | Firm change | Other |
| D••••••• B••• S••••••••• I••• | R•••••• J•••• • A••••••••• I••• | May 28, 2014 | Jul 25, 2014 | 58 | Firm change | Other |
| M••••• S•••••• | D••••••• B••• S••••••••• I••• | Apr 11, 2012 | Mar 29, 2012 | -13 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |