DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

STOEVER GLASS WEALTH MANAGEMENT, INC.

CRD 173091

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01250c01-e7a3-8789-31cf-84f866b793b2

Data as of Nov 14, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 16
On other graphs: 0
Observed: May 4, 2016 to Nov 14, 2024
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $248MItem 5.F on the latest filing (2024-11-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $93.1M
Private client RAUM: $242MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 799
Individual clients: 307
High net worth clients: 152
SEC number: 801-107810
CRD: 173091
Filings on the tape: 43
First filed: May 4, 2016
Latest filed: Nov 14, 2024
Organised: Corporation, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STOEVER GLASS HOLDING COMPANY, INC.	Shareholder	E	yes	08/2014	May 4, 2016	Nov 14, 2024
STOEVER, RUSSEL, JUDE	Director	F	yes	08/2014	May 4, 2016	Nov 14, 2024
STOEVER, RUSSEL, JUDE	Director	Na	yes	12/2021	May 4, 2016	Nov 14, 2024
ESTATE OF FREDERICK STOEVER	Estate	D	no	12/2021	Aug 28, 2022	Nov 14, 2024
ESTATE OF ROLAND STOEVER	Estate	C	no	12/2021	Jan 2, 2022	Nov 14, 2024
SAPIRSTEIN, STEVEN, CHARLES	TREASURER/CHIEF COMPLIANCE OFFICER	Na	no	07/2019	Aug 5, 2019	Nov 14, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STOEVER GLASS INSURANCE AGENCY INC	n/a	n/a	n/a	N	yes	n/a
STOEVER,GLASS & COMPANY INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BOCA RATON	FL	United States	6	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Aug 25, 2024	$248M	$93.1M	8	7	1	n/a	n/a
2023	Aug 27, 2023	$243M	$74.6M	11	7	1	n/a	n/a
2022	Aug 28, 2022	$217M	$78.0M	12	8	1	n/a	n/a
2021	Jun 30, 2021	$233M	$86.8M	12	11	1	n/a	n/a
2020	Aug 28, 2020	$201M	$45.8M	16	13	1	n/a	n/a
2019	Aug 27, 2019	$86.0M	$6.5M	13	11	1	n/a	n/a
2018	Aug 28, 2018	$54.9M	$7.0M	9	5	2	n/a	n/a
2017	Aug 31, 2017	$42.2M	$6.8M	10	3	n/a	n/a	n/a
2016	Aug 31, 2016	$13.0M	$2.2M	6	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$248M	$243M	2.0%	$233M	2.0%	8	11	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.	2	Jan 10, 2025	Jan 17, 2025	NEW YORK, NY	Team lift out	RIA to RIA	33.3%

Relationships

Owns (3)

← SAPIRSTEIN, STEVEN, CHARLESOwnerTREASURER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 5, 2019 to presentfactForm ADV
← ESTATE OF FREDERICK STOEVEROwnerESTATE, ownership code D, domestic entity
Aug 28, 2022 to presentfactForm ADV
← ESTATE OF ROLAND STOEVEROwnerESTATE, ownership code C, domestic entity
Jan 2, 2022 to presentfactForm ADV

Controls (2)

← STOEVER, RUSSEL, JUDEOwnerDIRECTOR, ownership code F, individual
May 4, 2016 to presentfactForm ADV
← STOEVER GLASS HOLDING COMPANY, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
May 4, 2016 to presentfactForm ADV

Registered with (13)

← STEVEN CHARLES SAPIRSTEINAdvisorregistration: previous registration
Oct 20, 2016 to Feb 7, 2025factForm ADV
← LEE ANNE FOSTERAdvisorregistration: previous registration
Jul 11, 2019 to Feb 7, 2025factForm ADV
← ADAM CRAIG GOODMANAdvisorregistration: previous registration
Mar 23, 2018 to Jan 24, 2025factForm ADV
← RUSSELL JUDE STOEVERAdvisorregistration: previous registration
Apr 2, 2018 to Jan 24, 2025factForm ADV
← GREGORY EDWARD BARRAdvisorregistration: previous registration
Mar 9, 2020 to Jan 13, 2025factForm ADV
← PHILIP A PIKEAdvisorregistration: previous registration
Aug 23, 2017 to Jan 10, 2025factForm ADV
← DAVID JAMES LESKOAdvisorregistration: previous registration
May 1, 2023 to Jun 24, 2024factForm ADV
← ALEJANDRO MICHAEL VITERIAdvisorregistration: previous registration
Aug 26, 2022 to Jun 3, 2024factForm ADV
← ERIC R COHENAdvisorregistration: previous registration
Nov 30, 2020 to Mar 3, 2023factForm ADV
← RICHARD LOUIS KESNERAdvisorregistration: previous registration
Jan 15, 2020 to Jan 3, 2023factForm ADV
← ANDREW LAWRENCE KLEINMANAdvisorregistration: previous registration
Sep 1, 2016 to Sep 27, 2022factForm ADV
← LAWRENCE R MELCERAdvisorregistration: previous registration
Feb 15, 2019 to Jul 13, 2020factForm ADV
← STEVEN R BELLAdvisorregistration: previous registration
Jul 10, 2017 to Apr 4, 2019factForm ADV

Dated events

Occurred
Mar 6, 2025
Left the SEC roster
Stoever Glass Wealth Management, Inc. no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $247.9M)
Form ADVobserved 5 days ago
$248M
Occurred
Feb 7, 2025
Advisor changed firm
Steven Charles Sapirstein left Stoever Glass Wealth Management, Inc. for Herbert J. Sims Capital Management, Inc. (registered 2025-02-11)
Form ADVobserved 5 days ago
Occurred
Feb 7, 2025
Advisor changed firm
Lee Anne Foster left Stoever Glass Wealth Management, Inc. for Beacon Global Advisor Network, Llc (registered 2025-03-12)
Form ADVobserved 5 days ago
Occurred
Jan 24, 2025
Advisor changed firm
Adam Craig Goodman left Stoever Glass Wealth Management, Inc. for Lpl Financial Llc (registered 2025-01-22)
Form ADVobserved 5 days ago
Occurred
Jan 24, 2025
Advisor changed firm
Russell Jude Stoever left Stoever Glass Wealth Management, Inc. for Crews & Associates, Inc. (registered 2025-01-24)
Form ADVobserved 5 days ago
Occurred
Jan 13, 2025
Advisor changed firm
Gregory Edward Barr left Stoever Glass Wealth Management, Inc. for Herbert J. Sims Capital Management, Inc. (registered 2025-01-16)
Form ADVobserved 5 days ago
Occurred
Jan 10, 2025
Team lift-out
2 advisors left Stoever Glass Wealth Management, Inc. (New York, NY) for Herbert J. Sims Capital Management, Inc. within 3 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Jan 10, 2025
Advisor changed firm
Philip A Pike left Stoever Glass Wealth Management, Inc. for Herbert J. Sims Capital Management, Inc. (registered 2025-01-17)
Form ADVobserved 5 days ago
Occurred
Jun 24, 2024
Advisor changed firm
David James Lesko left Stoever Glass Wealth Management, Inc. for Pruco Securities, Llc (registered 2024-06-24)
Form ADVobserved 5 days ago
Occurred
Jun 3, 2024
Advisor changed firm
Alejandro Michael Viteri left Stoever Glass Wealth Management, Inc. for Herbert J. Sims Capital Management, Inc. (registered 2024-06-28)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Eric R Cohen left Stoever Glass Wealth Management, Inc. for B. Riley Wealth Advisors, Inc. (registered 2023-03-17)
Form ADVobserved 5 days ago
Occurred
Jan 3, 2023
Advisor changed firm
Richard Louis Kesner left Stoever Glass Wealth Management, Inc. for The Commonwealth Group Llc (registered 2023-10-30)
Form ADVobserved 5 days ago
Occurred
Sep 27, 2022
Advisor changed firm
Andrew Lawrence Kleinman left Stoever Glass Wealth Management, Inc. for Coastal Way Financial Group, Llc (registered 2017-05-30)
Form ADVobserved 5 days ago
Occurred
Jan 2, 2022
Control person left
Nmn Roland Stoever (President & Cco) no longer on Schedule A of Stoever Glass Wealth Management, Inc. (listed 2021-06-30, absent 2022-01-02)
Form ADVobserved 5 days ago
Occurred
Jun 30, 2021
Control person left
John Frederick Stoever (Shareholder, Director, President, Treasurer) no longer on Schedule A of Stoever Glass Wealth Management, Inc. (listed 2020-08-28, absent 2021-06-30)
Form ADVobserved 5 days ago
Occurred
May 4, 2016
First Form ADV filing
Stoever Glass Wealth Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01250c01-e7a3-8789-31cf-84f866b793b2
First observed: May 4, 2016
Last observed: Nov 14, 2024 22 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STOEVER GLASS WEALTH MANAGEMENT, INC.

CRD 173091

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01250c01-e7a3-8789-31cf-84f866b793b2

Data as of Nov 14, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STOEVER GLASS HOLDING COMPANY, INC.

Shareholder

yes

08/2014

May 4, 2016

Nov 14, 2024

STOEVER, RUSSEL, JUDE

Director

yes

08/2014

May 4, 2016

Nov 14, 2024

STOEVER, RUSSEL, JUDE

Director

yes

12/2021

May 4, 2016

Nov 14, 2024

ESTATE OF FREDERICK STOEVER

Estate

12/2021

Aug 28, 2022

Nov 14, 2024

ESTATE OF ROLAND STOEVER

Estate

12/2021

Jan 2, 2022

Nov 14, 2024

SAPIRSTEIN, STEVEN, CHARLES

TREASURER/CHIEF COMPLIANCE OFFICER

07/2019

Aug 5, 2019

Nov 14, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STOEVER GLASS INSURANCE AGENCY INC

n/a

yes

n/a

STOEVER,GLASS & COMPANY INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BOCA RATON

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Aug 25, 2024

$248M

$93.1M

n/a

2023

Aug 27, 2023

$243M

$74.6M

n/a

2022

Aug 28, 2022

$217M

$78.0M

n/a

2021

Jun 30, 2021

$233M

$86.8M

n/a

2020

Aug 28, 2020

$201M

$45.8M

n/a

2019

Aug 27, 2019

$86.0M

$6.5M

n/a

2018

Aug 28, 2018

$54.9M

$7.0M

n/a

2017

Aug 31, 2017

$42.2M

$6.8M

n/a

2016

Aug 31, 2016

$13.0M

$2.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$248M

$243M

2.0%

$233M

2.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Jan 10, 2025

Jan 17, 2025

NEW YORK, NY

Team lift out

RIA to RIA

33.3%