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Advisor at CITIZENS SECURITIES, INC.
ROCKY HILL, CT | JOHNSTON, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Mar 23, 2016 | n/a | yes | ROCKY HILL, CT|JOHNSTON, RI | Current employment |
| PEOPLE'S SECURITIES, INC. | Former SEC adviser | Sep 28, 2001 | Mar 3, 2016 | no | GLASTONBURY, CT|WEST HARTFORD, CT|HARTFORD, CT|BLOOMFIELD, CT|FARMINGTON, CT|WEST HARTFORD, CT|HARTFORD, CT|WEST HARTFORD, CT|MIDDLETOWN, CT|CROMWELL, CT|GLASTONBURY, CT|GLASTONBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PEOPLE'S SECURITIES, INC. | CITIZENS SECURITIES, INC. | Mar 3, 2016 | Mar 23, 2016 | 20 | Firm change | Other |