DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• W••••• M••••••••• L•
Austin, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• W••••• M••••••••• L• | Independent wealth | Jan 27, 2026 | n/a | yes | Austin, TX | Current employment |
| F••••• F••••••••• L•• | State registered | Aug 23, 2017 | Feb 15, 2019 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•• W••••• M••••••••• | F••••• F••••••••• L•• | Feb 5, 2026 | Aug 23, 2017 | -3,088 | Firm change after gap | Other |
| F••••• F••••••••• L•• | M•••••• W••••• M••••••••• L• | Feb 15, 2019 | Jan 27, 2026 |
| P•• W••••• M••••••••• | n/a | Jun 5, 2015 | Feb 5, 2026 | no | AUSTIN, TX | Previous registration |
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Oct 5, 2012 | Jun 9, 2015 | no | BREA, CA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 6, 2007 | Nov 19, 2007 | no | Los Angeles, CA | Previous registration |
| 2,538 |
| Firm change after gap |
| Other |
| I••••••••• F•••••••• G••••• L•• | P•• W••••• M••••••••• | Jun 9, 2015 | Jun 5, 2015 | -4 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | I••••••••• F•••••••• G••••• L•• | Nov 19, 2007 | Oct 5, 2012 | 1,782 | Firm change after gap | Other |