DFX Intelligence

M•••••• V• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M•••••• V• S••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:7b8eac3c-af25-b06a-b5d5-683408131a18

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 26, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 18, 2022	n/a	yes	FARMINGVILLE, NY\|ROCKY POINT, NY\|NESCONSET, NY\|SOUTH SETAUKET, NY\|MANORVILLE, NY	Current employment
C••• B•••••••• S•••••••• I•••	Former SEC adviser	Sep 6, 2019	May 18, 2022	no	NESCONSET, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• B•••••••• S•••••••• I•••	L•• F•••••••• L••	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
M••••••• P•••••• C••••••	C••• B•••••••• S•••••••• I•••	Aug 16, 2019	Sep 6, 2019

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 27, 2015 to Mar 11, 2016factForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 6, 2019 to May 18, 2022factForm ADV
→ M••••••• P•••••• C••••••Registered adviserregistration: previous registration
Jan 2, 2019 to Aug 16, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b8eac3c-af25-b06a-b5d5-683408131a18
First observed: Jan 27, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.