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Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
Greenwood Village, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 9, 2024 | n/a | yes | Greenwood Village, CO | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 1, 2022 | Sep 3, 2024 | no | DENVER, CO|Aurora, CO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 16, 2014 | Jul 2, 2022 | no | ALEXANDRIA, VA|RESTON, VA|GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Sep 3, 2024 | Sep 9, 2024 | 6 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Jul 2, 2022 | Jul 1, 2022 | -1 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:8174:CO:2022-07-02 | Jul 2, 2022 | Jul 1, 2022 | GREENWOOD VILLAGE, CO | Firm change |