DFX Intelligence

G••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

G••••• S••••••••

Advisor at L••••••• I••••••••• G••••

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:7ba2f062-efa9-f37a-9773-f192b72e209f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• I••••••••• G••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 9, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• I••••••••• G••••	State registered	Feb 11, 2025	n/a	yes	ALPHARETTA, GA	Current employment
D•••••••• C•••••• A•••• M••••••••• L••	State registered	Apr 25, 2023	Mar 5, 2024	no	PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• C•••••• A•••• M••••••••• L••	L••••••• I••••••••• G••••	Mar 5, 2024	Feb 11, 2025	343	Firm change	Other
T•• A•••••••• I•••	D•••••••• C•••••• A•••• M••••••••• L••	Nov 16, 2022	Apr 25, 2023

Relationships

Registered with (6)

→ L••••••• I••••••••• G••••Registered adviserregistration: current employment
Feb 11, 2025 to presentfactForm ADV
→ D•••••••• C•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 25, 2023 to Mar 5, 2024factForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: previous registration
Oct 15, 2019 to Nov 16, 2022factForm ADV
→ Q•••••• A•••• M••••••••• I•••

Dated events

Occurred
Mar 5, 2024
Advisor changed firm
G••••• S•••••••• left D•••••••• C•••••• A•••• M••••••••• L•• for L••••••• I••••••••• G•••• (registered 2025-02-11)
Form ADVobserved 7 days ago
Occurred
Nov 16, 2022
Advisor changed firm
G••••• S•••••••• left T•• A•••••••• I••• for D•••••••• C•••••• A•••• M••••••••• L•• (registered 2023-04-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ba2f062-efa9-f37a-9773-f192b72e209f
First observed: May 30, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.