DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• S••••••••

L••••••• I••••••••• G••••state registeredAlpharetta, Gadual registrantIAPD 2638444

Feed of 09/14/2026

Also filed as G••••• Anthony S••••••••

At current firm

1 y

since Feb 11, 2025

In the industry

19 y

since Apr 9, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L••••••• I••••••••• G•••• state registered current
since Feb 11, 2025 · Alpharetta, Ga
D•••••••• C•••••• A•••• M••••••••• L•• state registered
Apr 25, 2023 to Mar 5, 2024 · Palm Beach Gardens, Fl
T•• A•••••••• I••• BD affiliated
Oct 15, 2019 to Nov 16, 2022 · Woodstock, Ga
W••••••• F•••••••• S•••••••• I••• former
Mar 1, 2019 to Mar 1, 2019 · Woodstock, Ga
Q•••••• A•••• M••••••••• I••• former
Mar 30, 2010 to Mar 1, 2019 · Minneapolis, Mn
M••••• S•••••• • C•• L•• unclassified
May 30, 2007 to Apr 1, 2008 · Livonia, Mi

Moves

a registration end followed by a registration begin elsewhere

D•••••••• C•••••• A•••• M••••••••• L•• to L••••••• I••••••••• G••••
left Mar 5, 2024, registered Feb 11, 2025 (343 days) · Other
T•• A•••••••• I••• to D•••••••• C•••••• A•••• M••••••••• L••
left Nov 16, 2022, registered Apr 25, 2023 (160 days) · Affiliated broker-dealer or bank to a state-registered adviser
Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
W••••••• F•••••••• S•••••••• I••• to T•• A•••••••• I•••
left Mar 1, 2019, registered Oct 15, 2019 (228 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• • C•• L•• to Q•••••• A•••• M••••••••• I•••
left Apr 1, 2008, registered Mar 30, 2010 (728 days) · Other

Signals

G••••• S•••••••• left D•••••••• C•••••• A•••• M••••••••• L•• for L••••••• I••••••••• G•••• (registered 2025-02-11)
Mar 5, 2024 · Advisor changed firm · fact
G••••• S•••••••• left T•• A•••••••• I••• for D•••••••• C•••••• A•••• M••••••••• L•• (registered 2023-04-25)
Nov 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address