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RIA / WealthAdvisorChartered Financial Analyst18 years in industry

CONSTANTINE CHARLES MULLIGAN

Advisor at CERITY PARTNERS LLC

NEW YORK, NY | CHICAGO, IL

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Search this name across graphsid dfx:ria:7ba45914-9323-efce-9687-a779471686cf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CERITY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S65
First exam: Aug 13, 2008
First registration: Aug 14, 2008
Dual registered: no
Other names: CONNIE CHARLES MULLIGAN
IAPD individual key: 5503401

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CERITY PARTNERS LLC	Independent wealth	Aug 11, 2026	n/a	yes	CHICAGO, IL\|NEW YORK, NY	Current employment
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS	Institutional manager	Apr 24, 2019	n/a	yes	NEW YORK, NY\|CHICAGO, IL	Current employment
BLUE PRAIRIE GROUP,LLC	Former SEC adviser	May 30, 2012	Dec 31, 2019	no	CHICAGO, IL	Previous registration
RH FINANCIAL GROUP, LLC	Former SEC adviser	Mar 11, 2010	May 15, 2012	no	OAK BROOK, IL	Previous registration
RESULTS ONE FINANCIAL, LLC	n/a	Aug 14, 2008	Mar 31, 2010	no	ELMHURST, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLUE PRAIRIE GROUP,LLC	CERITY PARTNERS RETIREMENT PLAN CONSULTANTS	Dec 31, 2019	Apr 24, 2019	-251	Firm change after gap	Other
RH FINANCIAL GROUP, LLC	BLUE PRAIRIE GROUP,LLC	May 15, 2012	May 30, 2012	15	Firm change	Other
RESULTS ONE FINANCIAL, LLC	RH FINANCIAL GROUP, LLC	Mar 31, 2010	Mar 11, 2010	-20	Firm change	Other

Relationships

Registered with (5)

→ CERITY PARTNERS LLCRegistered adviserregistration: current employment
Aug 11, 2026 to presentfactForm ADV
→ CERITY PARTNERS RETIREMENT PLAN CONSULTANTSRegistered adviserregistration: current employment
Apr 24, 2019 to presentfactForm ADV
→ BLUE PRAIRIE GROUP,LLCRegistered adviserregistration: previous registration
May 30, 2012 to Dec 31, 2019factForm ADV
→ RH FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Mar 11, 2010 to May 15, 2012factForm ADV
→ RESULTS ONE FINANCIAL, LLCRegistered adviserregistration: previous registration
Aug 14, 2008 to Mar 31, 2010factForm ADV

Dated events

No dated event names this entity yet.