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Advisor at PLAN & ACT
BUENA VISTA, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Thepension401k | State registered | May 6, 2025 | n/a | yes | BUENA VISTA, CO | Current employment |
| PLAN & ACT | Former SEC adviser | Jul 28, 2021 | n/a | yes | BUENA VISTA, CO | Current employment |
| CAMBRIDGE FINANCIAL ADVISORS, LLC | Former SEC adviser | Apr 15, 2019 | Jan 6, 2020 | no | Buena Vista, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE FINANCIAL ADVISORS, LLC | PLAN & ACT | Jan 6, 2020 | Jul 28, 2021 | 569 | Firm change after gap | Other |