DFX Intelligence

P••• • A••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

P••• • A••

FINANCIALADVICE4ME, LLC, CRD 148453

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Search this name across graphsid dfx:ria:6c172eea-906a-842e-3209-0833ef364845

Data as of Jun 1, 2019 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 1
On other graphs: 0
Observed: Nov 10, 2011 to Jun 1, 2019
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 3
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• J•••• S•••••••	Certified Financial Planner	BUENA VISTA, CO \| Buena Vista, CO	5	26	2	no
C••••••••• L••• S••••••• T•••••	n/a	BUENA VISTA, CO	5	12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••••• S•••••• L••	Member	B	yes	03/2016	Mar 31, 2016	Jun 1, 2019
R••• D••••• Z••	Manager	Na	yes	11/2011	Nov 10, 2011	Jun 1, 2019
S•••••••• R•••••• J••••

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••••• P•••••• A•••••••• L••	n/a	State registered	$8.0M	Y	yes	n/a
C•••••••• F•••••••• A•••••••• L••	n/a	Former SEC adviser	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Jun 1, 2019

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$0	n/a	n/a	n/a	n/a	3	2	0	0

Relationships

Registered with (5)

← C•••••• B••• M••••Advisorregistration: current employment
Feb 16, 2025 to presentfactForm ADV
← R••••• J•••• S•••••••Advisorregistration: current employment
Jul 28, 2021 to presentfactForm ADV
← C••••••••• L••• S••••••• T•••••Advisorregistration: current employment
Jul 28, 2021 to presentfactForm ADV
← H•••• D•••• G•••••••••

Dated events

Occurred
Jun 14, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c172eea-906a-842e-3209-0833ef364845
First observed: Nov 10, 2011
Last observed: Jun 1, 2019 89 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.