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Advisor at 46 PEAKS INVESTMENT ADVISORY GROUP
NEWTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 46 PEAKS INVESTMENT ADVISORY GROUP | Independent wealth | Feb 14, 2020 | n/a | yes | NEWTOWN, PA | Current employment |
| KB FINANCIAL PARTNERS, LLC | Former SEC adviser | Nov 14, 2002 | Mar 4, 2020 | no | PRINCETON, NJ|NEWTOWN, PA|PRINCETON, NJ | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 10, 1997 | Apr 12, 2012 | no | NEW YORK, NY|YARDLEY, PA|BALA CYNWYD, PA|PRINCETON, NJ|YARDLEY, PA|NEWTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KB FINANCIAL PARTNERS, LLC | 46 PEAKS INVESTMENT ADVISORY GROUP | Mar 4, 2020 | Feb 14, 2020 | -19 | Firm change | RIA to new firm |
| EQUITABLE ADVISORS, LLC | KB FINANCIAL PARTNERS, LLC | Apr 12, 2012 | Nov 14, 2002 | -3,437 | Firm change after gap | Other |