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J•••• L••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J•••• L••• S•••••••

Advisor at T••••••• S••••••• A•••••••

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7bb2befa-154f-4bb7-03a4-bea0f3136805

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 8, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Aug 25, 2020	n/a	yes	INDIANAPOLIS, IN	Current employment
W•••••• • R•••	Former SEC adviser	May 2, 2016	Jun 24, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	T••••••• S••••••• A•••••••	Jun 24, 2016	Aug 25, 2020	1,523	Firm change after gap	Other
R•• C•••••• M••••••• L••	W•••••• • R•••	Apr 27, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
866:299201:PA:2016-06-24	Jun 24, 2016	Aug 25, 2020	CHARLEROI, PA	Firm change after gap

Relationships

Registered with (4)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Aug 25, 2020 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
May 2, 2016 to Jun 24, 2016factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Mar 20, 2006 to Apr 27, 2016factForm ADV
→ B• R•••• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7bb2befa-154f-4bb7-03a4-bea0f3136805
First observed: Mar 14, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.