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Advisor at LPL FINANCIAL LLC
LAKELAND, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 12, 2022 | n/a | yes | LAKELAND, FL | Current employment |
| ALLEN & COMPANY OF FLORIDA, LLC | Former SEC adviser | Feb 15, 2021 | Mar 2, 2022 | no | LAKELAND, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLEN & COMPANY OF FLORIDA, LLC | LPL FINANCIAL LLC | Mar 2, 2022 | Jan 12, 2022 | -49 | Bulk transfer | RIA to ibd |