DFX Intelligence

D••••••• M•••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D••••••• M•••• K••••••

Advisor at P•••••••• I••••••••• L••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:7bccf7d3-4944-f887-a4e3-c56edbe8c168

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 3, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• I••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• I••••••••• L••	Asset manager	Oct 3, 2025	n/a	yes	SAN FRANCISCO, CA	Current employment
T• R••• P•••• A••••••••• I•••	Asset manager	Jul 22, 2022	Sep 3, 2025	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• R••• P•••• A••••••••• I•••	P•••••••• I••••••••• L••	Sep 3, 2025	Oct 3, 2025	30	Firm change	Other
T• R••• P•••• A••••••• S•••••••• I•••	T• R••• P•••• A••••••••• I•••	Feb 28, 2022	Jul 22, 2022

Relationships

Registered with (4)

→ P•••••••• I••••••••• L••Registered adviserregistration: current employment
Oct 3, 2025 to presentfactForm ADV
→ T• R••• P•••• A••••••••• I•••Registered adviserregistration: previous registration
Jul 22, 2022 to Sep 3, 2025factForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 19, 2019 to Feb 28, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Sep 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7bccf7d3-4944-f887-a4e3-c56edbe8c168
First observed: Nov 3, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.