DFX Intelligence

B•••• P•••••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

B•••• P•••••• K••••••••

Advisor at A••••••• W••••• A•••••••• I•••

CONCORD, CA

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Search this name across graphsid dfx:ria:7bcda9b6-90d8-1b19-7921-a52624961b7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 30, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 2, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••• I•••	Independent wealth	Dec 12, 2021	n/a	yes	CONCORD, CA	Current employment
A••••••• P•••••••• L••	Asset manager	Oct 30, 2018	Dec 12, 2019	no	Los Angeles, CA\|ROCKVILLE, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P•••••••• L••	A••••••• W••••• A•••••••• I•••	Dec 12, 2019	Dec 12, 2021	731	Firm change after gap	Other

Relationships

Registered with (2)

→ A••••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 12, 2021 to presentfactForm ADV
→ A••••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 30, 2018 to Dec 12, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7bcda9b6-90d8-1b19-7921-a52624961b7f
First observed: Oct 30, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.