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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

ADVISORS PREFERRED LLC

CRD 157980

ROCKVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eddb6100-dc0d-76ea-bf71-a556531523c5

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 13
On other graphs: 0
Observed: Mar 30, 2012 to Mar 30, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=8.0
Regulatory AUM: $1.7BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $844Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 22
SEC number: 801-72430
CRD: 157980
Filings on the tape: 34
First filed: Mar 30, 2012
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, MD
Website: advisorspreferred.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BENJAMIN TROY WARWICK	n/a	ROCKVILLE, MD \| GREENWOOD VILLAGE, CO	1	34	6	no
ANGELA WILLIAMS HOLLAND	n/a	ROCKVILLE, MD	1	18	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADVISORS PREFERRED HOLDING, LLC	OWNER OF ADVISORS PREFERRED, LLC	E	yes	05/2016	Jun 30, 2016	Apr 29, 2024
AYERS-RIGSBY, MARY, CATHERINE	Ceo	Na	yes	04/2011	Mar 30, 2012	Apr 29, 2024
BROWN, DAVID, PETER	Member	F	yes	11/2023	Oct 11, 2019	Apr 29, 2024
CHRISTOPHER C. DEWEY TRUST	Member	F	yes	08/2018	Mar 29, 2024	Apr 29, 2024
DEWEY, CHRISTOPHER, CLAIBORNE	Trustee	E	yes	08/2018	Oct 11, 2019	Apr 29, 2024
DGBM HOLDINGS, LLC	Owner	E	yes	11/2023	Mar 29, 2024	Apr 29, 2024
GOLDWASSER, DIRK, DAVID	Member	D	yes	08/2019	Oct 11, 2019	Apr 29, 2024
GOLDWASSER, MARK, HARRY	Member	D	yes	08/2019	Oct 11, 2019	Apr 29, 2024
HOLLAND, ANGELA, LYNNETTE	Cco	Na	yes	03/2022	Mar 7, 2018	Apr 29, 2024
NORMANDY SHORES, LLC	Member	F	yes	11/2023	Oct 11, 2019	Apr 29, 2024
STRONG MOUNTAIN CAPITAL, INC.	Member	D	yes	11/2023	Apr 29, 2024	Apr 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INNOVATION X ADVISORS, LLC	n/a	Asset manager	$4.5B	N	yes	n/a
ATCAP PARTNERS, LLC	n/a	Independent wealth	$196M	N	yes	n/a
CEROS FINANCIAL SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.7B	$1.7B	9	6	0	n/a	n/a
2024	Mar 25, 2025	$1.7B	$1.7B	9	6	0	n/a	n/a
2023	Mar 29, 2024	$1.6B	$1.6B	9	6	0	n/a	n/a
2022	Mar 30, 2023	$1.8B	$1.8B	9	6	0	n/a	n/a
2021	Mar 30, 2022	$3.5B	$3.5B	9	6	0	n/a	n/a
2020	Mar 30, 2021	$2.5B	$2.5B	10	5	1	n/a	n/a
2019	Mar 30, 2020	$776M	$776M	10	5	1	n/a	n/a
2018	Mar 29, 2019	$560M	$560M	10	5	1	n/a	n/a
2017	Mar 29, 2018	$503M	$503M	9	4	1	n/a	n/a
2016	Mar 31, 2017	$432M	$432M	8	5	n/a	n/a	n/a
2015	Mar 28, 2016	$388M	$388M	8	5	n/a	n/a	n/a
2014	Mar 30, 2015	$484M	$484M	8	5	n/a	n/a	n/a
2013	Mar 28, 2014	$586M	$586M	7	2	n/a	n/a	n/a
2012	Mar 28, 2013	$217M	$217M	7	2	n/a	n/a	n/a
2011	Mar 30, 2012	$126M	$126M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$1.7B	-0.3%	$1.8B	-1.4%	9	9	0	0

Relationships

Affiliated with (4)

← ATCAP PARTNERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← INNOVATION X ADVISORSRegistered adviserother investment adviser, bank
factForm ADV
→ ATCAP PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ INNOVATION X ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Registered with (4)

← ANGELA WILLIAMS HOLLANDAdvisorregistration: current employment
Jan 16, 2025 to presentfactForm ADV
← BENJAMIN TROY WARWICKAdvisorregistration: current employment
Nov 1, 2024 to presentfactForm ADV
← BRUCE PASQUALE DELAURENTISAdvisorregistration: previous registration
Jan 12, 2018 to Oct 5, 2021factForm ADV
← BRIAN PATRICK KAVANAUGHAdvisorregistration: previous registration
Oct 30, 2018 to Dec 12, 2019factForm ADV

Controls (11)

← BROWN, DAVID, PETEROwnerMEMBER, ownership code F, individual
Oct 11, 2019 to Apr 29, 2024factForm ADV
← GOLDWASSER, MARK, HARRYOwnerMEMBER, ownership code D, individual
Oct 11, 2019 to Apr 29, 2024factForm ADV
← GOLDWASSER, DIRK, DAVIDOwnerMEMBER, ownership code D, individual
Oct 11, 2019 to Apr 29, 2024factForm ADV
← HOLLAND, ANGELA, LYNNETTEOwnerCCO, ownership code NA, individual
Mar 7, 2018 to Apr 29, 2024factForm ADV
← DEWEY, CHRISTOPHER, CLAIBORNEOwnerTRUSTEE, ownership code E, individual
Oct 11, 2019 to Apr 29, 2024factForm ADV
← AYERS-RIGSBY, MARY, CATHERINEOwnerCEO, ownership code NA, individual
Mar 30, 2012 to Apr 29, 2024factForm ADV
← ADVISORS PREFERRED HOLDING, LLCOwnerOWNER OF ADVISORS PREFERRED, LLC, ownership code E, domestic entity
Jun 30, 2016 to Apr 29, 2024factForm ADV
← CHRISTOPHER C. DEWEY TRUSTOwnerMEMBER, ownership code F, domestic entity
Mar 29, 2024 to Apr 29, 2024factForm ADV
← DGBM HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Mar 29, 2024 to Apr 29, 2024factForm ADV
← NORMANDY SHORES, LLCOwnerMEMBER, ownership code F, domestic entity
Oct 11, 2019 to Apr 29, 2024factForm ADV
← STRONG MOUNTAIN CAPITAL, INC.OwnerMEMBER, ownership code D, domestic entity
Apr 29, 2024 to Apr 29, 2024factForm ADV

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
Advisors Preferred Llc reported RAUM $1.8B, down 50% from $3.5B (2022-08-08 to 2023-03-30)
Form ADVobserved 4 days ago
$-1.8B
Occurred
Mar 30, 2022
Control person left
Anne Isabelle Ayers-Rigsby (Cco) no longer on Schedule A of Advisors Preferred Llc (listed 2021-10-18, absent 2022-03-30)
Form ADVobserved 4 days ago
Occurred
Oct 18, 2021
Regulatory AUM changed
Advisors Preferred Llc reported RAUM $3.2B, up 29% from $2.5B (2021-03-30 to 2021-10-18)
Form ADVobserved 4 days ago
$738M
Occurred
Mar 30, 2021
Regulatory AUM changed
Advisors Preferred Llc reported RAUM $2.5B, up 76% from $1.4B (2020-12-09 to 2021-03-30)
Form ADVobserved 4 days ago
$1.1B
Occurred
Dec 9, 2020
Control person joined
Anne Isabelle Ayers-Rigsby (Cco) appeared on Schedule A of Advisors Preferred Llc
Form ADVobserved 4 days ago
Occurred
Dec 9, 2020
Control person left
Michael Robert Fox (Cco/Cfo) no longer on Schedule A of Advisors Preferred Llc (listed 2020-10-21, absent 2020-12-09)
Form ADVobserved 4 days ago
Occurred
Oct 21, 2020
Regulatory AUM changed
Advisors Preferred Llc reported RAUM $1.4B, up 83% from $776.0M (2020-06-29 to 2020-10-21)
Form ADVobserved 4 days ago
$647M
Occurred
Mar 30, 2020
Regulatory AUM changed
Advisors Preferred Llc reported RAUM $776.0M, up 39% from $560.0M (2019-10-11 to 2020-03-30)
Form ADVobserved 4 days ago
$216M
Occurred
Oct 11, 2019
Control person joined
Peter David Brown (Owner) appeared on Schedule A of Advisors Preferred Llc
Form ADVobserved 4 days ago
Occurred
Oct 11, 2019
Control person joined
Claiborne Christopher Dewey (Owner) appeared on Schedule A of Advisors Preferred Llc
Form ADVobserved 4 days ago
Occurred
Oct 11, 2019
Control person joined
Harry Mark Goldwasser (Owner) appeared on Schedule A of Advisors Preferred Llc
Form ADVobserved 4 days ago
Occurred
Oct 11, 2019
Control person joined
David Dirk Goldwasser (Owner) appeared on Schedule A of Advisors Preferred Llc
Form ADVobserved 4 days ago
Occurred
Oct 11, 2019
Control person left
Franz Winklbauer (Shareholder) no longer on Schedule A of Advisors Preferred Llc (listed 2019-06-28, absent 2019-10-11)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eddb6100-dc0d-76ea-bf71-a556531523c5
First observed: Mar 30, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADVISORS PREFERRED LLC

CRD 157980

ROCKVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eddb6100-dc0d-76ea-bf71-a556531523c5

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:14 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BENJAMIN TROY WARWICK

n/a

ROCKVILLE, MD | GREENWOOD VILLAGE, CO

ANGELA WILLIAMS HOLLAND

n/a

ROCKVILLE, MD

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADVISORS PREFERRED HOLDING, LLC

OWNER OF ADVISORS PREFERRED, LLC

yes

05/2016

Jun 30, 2016

Apr 29, 2024

AYERS-RIGSBY, MARY, CATHERINE

Ceo

yes

04/2011

Mar 30, 2012

Apr 29, 2024

BROWN, DAVID, PETER

Member

yes

11/2023

Oct 11, 2019

Apr 29, 2024

CHRISTOPHER C. DEWEY TRUST

Member

yes

08/2018

Mar 29, 2024

Apr 29, 2024

DEWEY, CHRISTOPHER, CLAIBORNE

Trustee

yes

08/2018

Oct 11, 2019

Apr 29, 2024

DGBM HOLDINGS, LLC

Owner

yes

11/2023

Mar 29, 2024

Apr 29, 2024

GOLDWASSER, DIRK, DAVID

Member

yes

08/2019

Oct 11, 2019

Apr 29, 2024

GOLDWASSER, MARK, HARRY

Member

yes

08/2019

Oct 11, 2019

Apr 29, 2024

HOLLAND, ANGELA, LYNNETTE

Cco

yes

03/2022

Mar 7, 2018

Apr 29, 2024

NORMANDY SHORES, LLC

Member

yes

11/2023

Oct 11, 2019

Apr 29, 2024

STRONG MOUNTAIN CAPITAL, INC.

Member

yes

11/2023

Apr 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INNOVATION X ADVISORS, LLC

n/a

Asset manager

$4.5B

yes

n/a

ATCAP PARTNERS, LLC

n/a

Independent wealth

$196M

yes

n/a

CEROS FINANCIAL SERVICES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.7B

n/a

2024

Mar 25, 2025

$1.7B

n/a

2023

Mar 29, 2024

$1.6B

n/a

2022

Mar 30, 2023

$1.8B

n/a

2021

Mar 30, 2022

$3.5B

n/a

2020

Mar 30, 2021

$2.5B

n/a

2019

Mar 30, 2020

$776M

n/a

2018

Mar 29, 2019

$560M

n/a

2017

Mar 29, 2018

$503M

n/a

2016

Mar 31, 2017

$432M

n/a

2015

Mar 28, 2016

$388M

n/a

2014

Mar 30, 2015

$484M

n/a

2013

Mar 28, 2014

$586M

n/a

2012

Mar 28, 2013

$217M

n/a

2011

Mar 30, 2012

$126M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.7B

-0.3%

$1.8B

-1.4%