DFX Intelligence

M•••••• J•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

M•••••• J•••• S•••••

Advisor at S••••••••• W•••••

Kingwood, TX | SUMMIT, NJ

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Search this name across graphsid dfx:ria:7bcefea0-9f92-7476-2ab1-f7da61dcf308

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 3, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Feb 13, 2025	n/a	yes	Kingwood, TX\|SUMMIT, NJ	Current employment
L•••••• A•••• M•••••••••	Former SEC adviser	Aug 24, 2018	Feb 14, 2025	no	South Jordan, UT\|SAN DIEGO, CA\|South Jordan, UT\|Kingwood, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• A•••• M•••••••••	S••••••••• W•••••	Feb 14, 2025	Feb 13, 2025	-1	Bulk transfer	Other
H••••• I••••••••• M••••••••• L••	L•••••• A•••• M•••••••••	Aug 30, 2018	Aug 24, 2018

Relationships

Registered with (5)

→ S••••••••• W•••••Registered adviserregistration: current employment
Feb 13, 2025 to presentfactForm ADV
→ L•••••• A•••• M•••••••••Registered adviserregistration: previous registration
Aug 24, 2018 to Feb 14, 2025factForm ADV
→ H••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 12, 2014 to Aug 30, 2018factForm ADV
→ B••••••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7bcefea0-9f92-7476-2ab1-f7da61dcf308
First observed: Jun 1, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.