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Advisor at WELLS FARGO ADVISORS
IRVINE, CA | ANAHEIM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 8, 2024 | n/a | yes | ANAHEIM, CA|IRVINE, CA | Current employment |
| ALPHA CUBED INVESTMENTS, LLC | Former SEC adviser | Jan 8, 2024 | Jul 26, 2024 | no | COSTA MESA, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 5, 2018 | Jan 4, 2024 | no | NEW YORK, NY|IRVINE, CA | Previous registration |
| EDWARD JONES | National bd RIA | Jun 15, 2018 | Aug 24, 2018 | no | CORONA, CA|Corona, CA|ST LOUIS, MO|Corona, CA|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALPHA CUBED INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jul 26, 2024 | Oct 8, 2024 | 74 | Firm change | RIA to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ALPHA CUBED INVESTMENTS, LLC | Jan 4, 2024 | Jan 8, 2024 | 4 | Firm change | Wirehouse to RIA |
| EDWARD JONES | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 24, 2018 | Nov 5, 2018 | 73 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:7691:MO:2018-08-24 | Aug 24, 2018 | Nov 5, 2018 | ST LOUIS, MO | Firm change |