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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

TROY ROLAND SCHUSTER

Advisor at CAPITAL INVESTMENT MANAGEMENT, INC

LEE'S SUMMIT, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7bf4c8f7-189d-cdca-8dc6-f2614da8c1aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL INVESTMENT MANAGEMENT, INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 4, 1999
First registration: May 31, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 3222303

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL INVESTMENT MANAGEMENT, INC	Independent wealth	Feb 24, 2003	n/a	yes	LEE'S SUMMIT, MO	Current employment
ECUSA, LLC	n/a	Apr 4, 2012	Oct 9, 2012	no	LEE'S SUMMIT, MO	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	May 26, 2011	Oct 21, 2011	no	LEES SUMMIT, MO	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	May 31, 2001	Nov 4, 2002	no	LEES SUMMIT, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ECUSA, LLC	n/a	Oct 9, 2012	n/a	n/a	Departure no registered destination	Departure
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	ECUSA, LLC	Oct 21, 2011	Apr 4, 2012	166	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	CAPITAL INVESTMENT MANAGEMENT, INC	Nov 4, 2002	Feb 24, 2003	112	Firm change	Other

Relationships

Registered with (4)

→ CAPITAL INVESTMENT MANAGEMENT, INCRegistered adviserregistration: current employment
Feb 24, 2003 to presentfactForm ADV
→ ECUSA, LLCRegistered adviserregistration: previous registration
Apr 4, 2012 to Oct 9, 2012factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
May 26, 2011 to Oct 21, 2011factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 31, 2001 to Nov 4, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7bf4c8f7-189d-cdca-8dc6-f2614da8c1aa
First observed: May 31, 2001
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TROY ROLAND SCHUSTER

Advisor at CAPITAL INVESTMENT MANAGEMENT, INC

LEE'S SUMMIT, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7bf4c8f7-189d-cdca-8dc6-f2614da8c1aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:26 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAPITAL INVESTMENT MANAGEMENT, INC

Independent wealth

Feb 24, 2003

n/a

yes

LEE'S SUMMIT, MO

Current employment

ECUSA, LLC

n/a

Apr 4, 2012

Oct 9, 2012

LEE'S SUMMIT, MO

Previous registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Bd affiliated wealth

May 26, 2011

Oct 21, 2011

LEES SUMMIT, MO

Previous registration

TRANSAMERICA FINANCIAL ADVISORS, LLC

Bd affiliated wealth

May 31, 2001

Nov 4, 2002

LEES SUMMIT, MO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ECUSA, LLC

n/a

Oct 9, 2012

n/a

Departure no registered destination

Departure

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

ECUSA, LLC

Oct 21, 2011

Apr 4, 2012

166

Firm change

Other

TRANSAMERICA FINANCIAL ADVISORS, LLC

CAPITAL INVESTMENT MANAGEMENT, INC

Nov 4, 2002

Feb 24, 2003

112

Firm change

Other