This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0

Regulatory AUM

$559MItem 5.F on the latest filing (2026-04-16); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$559M

Private client RAUM

$559MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$112Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

10

Advisory employees

5

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,072

Individual clients

932

High net worth clients

140

SEC number

801-76972

CRD

113917

Filings on the tape

30

First filed

Jul 24, 2012

Latest filed

Apr 16, 2026

Organised

Corporation, MO

Website

cimretirementpros.com

• Occurred

  Jul 24, 2012
  First Form ADV filing

  Capital Investment Management, Inc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f114cf2a-e6bc-bfce-12d6-ae19a25e9bd8

First observed

Jul 24, 2012

Last observed

Apr 16, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.