DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)15 years in industry

BRANDON LEE SLOTNESS

Advisor at USAA INVESTMENT SERVICES COMPANY

SAN ANTONIO, TX | Phoenix, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7bf6d6b9-df90-0dd0-e153-1b3cdaa8476b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USAA INVESTMENT SERVICES COMPANY
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66
First exam: Jul 31, 2011
First registration: Aug 1, 2011
Dual registered: yes, broker-dealer
Other names: BRANDON SLOTNESS|Brandon Lee Slotness|BRANDON L SLOTNESS
IAPD individual key: 5927157

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Oct 20, 2023	n/a	yes	SAN ANTONIO, TX\|Phoenix, AZ\|Phoenix, AZ	Current employment
EDWARD JONES	National bd RIA	Jul 25, 2013	Jul 18, 2023	no	TEMPE, AZ\|TEMPE, AZ\|Phoenix, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 28, 2013	Jul 9, 2013	no	CHANDLER, AZ	Previous registration
EDWARD JONES	National bd RIA	Aug 1, 2011	Apr 3, 2012	no	MASON CITY, IA\|Maryland Heights, MO\|Maryland Heights, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	USAA INVESTMENT SERVICES COMPANY	Jul 18, 2023	Oct 20, 2023	94	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EDWARD JONES	Jul 9, 2013	Jul 25, 2013	16	Firm change	Wirehouse to ibd
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 3, 2012	Feb 28, 2013	331	Firm change	Ibd to wirehouse

Relationships

Registered with (3)

→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: current employment
Oct 20, 2023 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 25, 2013 to Jul 18, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 28, 2013 to Jul 9, 2013factForm ADV

Dated events

Occurred
Jul 18, 2023
Advisor changed firm
Brandon Lee Slotness left Edward Jones for Usaa Investment Services Company (registered 2023-10-20)
Form ADVobserved 4 days ago