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Advisor at CITIGROUP GLOBAL MARKETS INC.
New York City, NY | New York, NY | Bronxville, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 23, 2022 | n/a | yes | Bronxville, NY|New York, NY|New York City, NY | Current employment |
| CITI PRIVATE ADVISORY, LLC | Former SEC adviser | Aug 18, 2022 | Jun 30, 2010 | no | Bronxville, NY|Bronxville, NY|New York, NY|TAMPA, FL|Los Angeles, CA|Bronxville, NY | Previous registration |
| REGISTER FINANCIAL ADVISORS, LLC | Independent wealth | Jun 7, 2018 | Aug 5, 2021 | no | ATLANTA, GA|Bronxville, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 12, 2005 | Mar 31, 2009 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REGISTER FINANCIAL ADVISORS, LLC | CITIGROUP GLOBAL MARKETS INC. | Aug 5, 2021 | May 23, 2022 | 291 | Firm change | RIA to ibd |
| CITI PRIVATE ADVISORY, LLC | n/a | Jun 30, 2010 | n/a | n/a | Departure no registered destination | Departure |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | REGISTER FINANCIAL ADVISORS, LLC | Mar 31, 2009 | Jun 7, 2018 | 3,355 | Firm change after gap | Wirehouse to RIA |