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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

MATTHEW ROSS RIVERA

Advisor at STRATEGIC ADVISERS LLC

BURBANK, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:7bf977c9-3acc-afff-4acd-66921c095b23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Sep 28, 2016
First registration: Sep 28, 2016
Dual registered: yes, broker-dealer
IAPD individual key: 6674284

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	LOS ANGELES, CA\|BURBANK, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Mar 7, 2025	Mar 31, 2025	no	EL SEGUNDO, CA\|BURBANK, CA	Previous registration
VANCE WEALTH	Independent wealth	Dec 7, 2022	Oct 18, 2024	no	SANTA CLARITA, CA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Mar 1, 2019	Nov 18, 2022	no	SANTA MONICA, CA	Previous registration
WADDELL & REED	Former SEC adviser	Sep 28, 2016	Mar 17, 2017	no	LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
VANCE WEALTH	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Oct 18, 2024	Mar 7, 2025	140	Firm change	RIA to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	VANCE WEALTH	Nov 18, 2022	Dec 7, 2022	19	Firm change	Ibd to RIA
WADDELL & REED	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 17, 2017	Mar 1, 2019	714	Firm change after gap	Other

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Mar 7, 2025 to Mar 31, 2025factForm ADV
→ VANCE WEALTHRegistered adviserregistration: previous registration
Dec 7, 2022 to Oct 18, 2024factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Sep 28, 2016 to Mar 17, 2017factForm ADV

Dated events

Occurred
Oct 18, 2024
Advisor changed firm
Matthew Ross Rivera left Vance Wealth for Fidelity Personal And Workplace Advisors (registered 2025-03-07)
Form ADVobserved 6 days ago
Occurred
Nov 18, 2022
Advisor changed firm
Matthew Ross Rivera left Fidelity Personal And Workplace Advisors for Vance Wealth (registered 2022-12-07)
Form ADVobserved 6 days ago