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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

VANCE WEALTH

VANCE WEALTH, LLC, CRD 310162

SANTA CLARITA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d9c8727-e5c2-92f3-a645-8b995daa30dc

Data as of May 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 8
On other graphs: 0
Observed: Aug 10, 2020 to May 7, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $894MItem 5.F on the latest filing (2026-05-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $785M
Private client RAUM: $757MderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor: $68.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 22
Advisory employees: 10
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 1,568
Individual clients: 195
High net worth clients: 185
SEC number: 801-119423
CIK: 1910854
CRD: 310162
Filings on the tape: 20
First filed: Aug 10, 2020
Latest filed: May 7, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN MICHAEL VANCE	Certified Financial Planner	SANTA CLARITA, CA	5	28	2	no
JERROD JAMES FERGUSON	Certified Financial Planner	SANTA CLARITA, CA	5	17	1	no
CARRISA FLORES	Certified Financial Planner	SANTA CLARITA, CA	3	10	n/a	no
Zachary Oliver Johnson	n/a	SANTA CLARITA, CA	2	10	n/a	no
NIALL BRENNAN SHAFFERY	Certified Financial Planner	SANTA CLARITA, CA	1	16	n/a	no
JASON PAUL LANE	n/a	SANTA CLARITA, CA	1	14	2	no
CHRISTOPHER ROBERT PELCH	n/a	SANTA CLARITA, CA	1	13	3	no
TYLER STEVEN TILTON	Certified Financial Planner	SANTA CLARITA, CA	1	10	2	no
Anthony Roy James Goring	n/a	SANTA CLARITA, CA	1	13	n/a	no
BRONSON STANLEY FEUER	Certified Financial Planner	SANTA CLARITA, CA	1	11	n/a	no
Lucas Joseph Mendoza	n/a	SANTA CLARITA, CA	0	10	n/a	no
CALVIN DEAN HEDMAN	n/a	SANTA CLARITA, CA	0	32	2	yes
Sierra Alessandra Cappella	n/a	SANTA CLARITA, CA	0	17	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PELCH, CHRISTOPHER, ROBERT	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER	Na	yes	03/2021	Mar 28, 2022	Oct 29, 2024
VANCE, JOHN, MICHAEL	President	E	yes	07/2020	Aug 10, 2020	Oct 29, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEWPORT BEACH	CA	United States	1	no
Pasadena	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$894M	$785M	22	10	4	n/a	n/a
2024	Feb 26, 2025	$736M	$648M	19	11	3	n/a	n/a
2023	Mar 26, 2024	$671M	$593M	18	10	2	n/a	n/a
2022	Mar 23, 2023	$449M	$371M	18	14	1	n/a	n/a
2021	Mar 28, 2022	$506M	$418M	14	10	1	n/a	n/a
2020	Mar 24, 2021	$356M	$355M	11	6	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	4	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$894M	$736M	21.4%	$449M	25.8%	22	19	4	3

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	5	Oct 2, 2020	Jan 15, 2025	SANTA CLARITA, CA	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (17)

← Sierra Alessandra CappellaAdvisorregistration: current employment
Jul 14, 2026 to presentfactForm ADV
← CALVIN DEAN HEDMANAdvisorregistration: current employment
Jul 10, 2026 to presentfactForm ADV
← Lucas Joseph MendozaAdvisorregistration: current employment
Mar 27, 2026 to presentfactForm ADV
← BRONSON STANLEY FEUERAdvisorregistration: current employment
Mar 18, 2025 to presentfactForm ADV
← Anthony Roy James GoringAdvisorregistration: current employment
Jan 22, 2025 to presentfactForm ADV
← CHRISTOPHER ROBERT PELCHAdvisorregistration: current employment
Jan 15, 2025 to presentfactForm ADV
← TYLER STEVEN TILTONAdvisorregistration: current employment
Jan 15, 2025 to presentfactForm ADV
← JASON PAUL LANEAdvisorregistration: current employment
Jan 10, 2025 to presentfactForm ADV
← NIALL BRENNAN SHAFFERYAdvisorregistration: current employment
Jan 9, 2025 to presentfactForm ADV
← Zachary Oliver JohnsonAdvisorregistration: current employment
Apr 29, 2024 to presentfactForm ADV
← CARRISA FLORESAdvisorregistration: current employment
Apr 10, 2023 to presentfactForm ADV
← JOHN MICHAEL VANCEAdvisorregistration: current employment
Sep 22, 2020 to presentfactForm ADV
← JERROD JAMES FERGUSONAdvisorregistration: current employment
Sep 22, 2020 to presentfactForm ADV
← JOSHUA DYLAN MUMPERAdvisorregistration: previous registration
Nov 22, 2022 to Apr 3, 2025factForm ADV
← MATTHEW ROSS RIVERAAdvisorregistration: previous registration
Dec 7, 2022 to Oct 18, 2024factForm ADV
← JAMIL MOUSSA ABDULLAHAdvisorregistration: previous registration
May 28, 2021 to Jul 27, 2022factForm ADV
← Mark Phillip AntariksaAdvisorregistration: previous registration
Sep 22, 2020 to Mar 15, 2021factForm ADV

Moved with (1)

← RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser5 advisors, team lift out, same day
Oct 2, 2020 to Jan 15, 2025factForm ADV

Controls (2)

← VANCE, JOHN, MICHAELOwnerPRESIDENT, ownership code E, individual
Aug 10, 2020 to Oct 29, 2024factForm ADV
← PELCH, CHRISTOPHER, ROBERTOwnerCHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 28, 2022 to Oct 29, 2024factForm ADV

Dated events

Occurred
Apr 3, 2025
Advisor changed firm
Joshua Dylan Mumper left Vance Wealth for Entrewealth (registered 2025-04-14)
Form ADVobserved 5 days ago
Occurred
Oct 18, 2024
Advisor changed firm
Matthew Ross Rivera left Vance Wealth for Fidelity Personal And Workplace Advisors (registered 2025-03-07)
Form ADVobserved 5 days ago
Occurred
Mar 26, 2024
Regulatory AUM changed
Vance Wealth reported RAUM $670.8M, up 49% from $448.7M (2023-07-28 to 2024-03-26)
Form ADVobserved 5 days ago
$222M
Occurred
Jul 27, 2022
Advisor changed firm
Jamil Moussa Abdullah left Vance Wealth for Falcon Wealth Planning, Inc. (registered 2022-09-12)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2022
Regulatory AUM changed
Vance Wealth reported RAUM $506.0M, up 42% from $356.0M (2021-03-24 to 2022-03-28)
Form ADVobserved 5 days ago
$150M
Occurred
Mar 28, 2022
Control person joined
Robert Christopher Pelch (Chief Compliance Officer And Chief Operating Officer) appeared on Schedule A of Vance Wealth
Form ADVobserved 5 days ago
Occurred
Mar 24, 2021
Control person left
Anne Lisa Maloney (Chief Compliance Officer) no longer on Schedule A of Vance Wealth (listed 2020-12-24, absent 2021-03-24)
Form ADVobserved 5 days ago
Occurred
Aug 10, 2020
First Form ADV filing
Vance Wealth filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d9c8727-e5c2-92f3-a645-8b995daa30dc
First observed: Aug 10, 2020
Last observed: May 7, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VANCE WEALTH

VANCE WEALTH, LLC, CRD 310162

SANTA CLARITA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d9c8727-e5c2-92f3-a645-8b995daa30dc

Data as of May 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN MICHAEL VANCE

Certified Financial Planner

SANTA CLARITA, CA

JERROD JAMES FERGUSON

Certified Financial Planner

SANTA CLARITA, CA

CARRISA FLORES

Certified Financial Planner

SANTA CLARITA, CA

n/a

Zachary Oliver Johnson

n/a

SANTA CLARITA, CA

n/a

NIALL BRENNAN SHAFFERY

Certified Financial Planner

SANTA CLARITA, CA

n/a

JASON PAUL LANE

n/a

SANTA CLARITA, CA

CHRISTOPHER ROBERT PELCH

n/a

SANTA CLARITA, CA

TYLER STEVEN TILTON

Certified Financial Planner

SANTA CLARITA, CA

Anthony Roy James Goring

n/a

SANTA CLARITA, CA

n/a

BRONSON STANLEY FEUER

Certified Financial Planner

SANTA CLARITA, CA

n/a

Lucas Joseph Mendoza

n/a

SANTA CLARITA, CA

n/a

CALVIN DEAN HEDMAN

n/a

SANTA CLARITA, CA

yes

Sierra Alessandra Cappella

n/a

SANTA CLARITA, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PELCH, CHRISTOPHER, ROBERT

CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER

yes

03/2021

Mar 28, 2022

Oct 29, 2024

VANCE, JOHN, MICHAEL

President

yes

07/2020

Aug 10, 2020

Oct 29, 2024

City

State

Country

Employees

Also broker-dealer

NEWPORT BEACH

United States

Pasadena

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$894M

$785M

n/a

2024

Feb 26, 2025

$736M

$648M

n/a

2023

Mar 26, 2024

$671M

$593M

n/a

2022

Mar 23, 2023

$449M

$371M

n/a

2021

Mar 28, 2022

$506M

$418M

n/a

2020

Mar 24, 2021

$356M

$355M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$894M

$736M

21.4%

$449M

25.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 2, 2020

Jan 15, 2025

SANTA CLARITA, CA

Team lift out

Ibd to new firm

0.1%