This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAPITAL CLIENT GROUP, INC.

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 15, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Jul 15, 2011

First registration

Dec 23, 2013

Dual registered

yes, broker-dealer

Other names

JOE PATRICK LYNCH|JOSEPH PATRICK LYNCH|JOSEPH LYNCH

IAPD individual key

5888650

• Occurred

  Jul 29, 2022
  Advisor changed firm

  Joseph Patrick Lynch left Nuveen Asset Management, Llc for Capital Client Group, Inc. (registered 2022-08-22)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7bfd3a57-7b88-382c-5adf-4bfd4864d476

First observed

Dec 23, 2013

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.