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F•••••••• P•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

F•••••••• P•••• T•••••

Advisor at C•••••• I••••••••• A••••••• S•••••••• L••

CARY, NC | GREENSBORO, NC | RALEIGH, NC

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Search this name across graphsid dfx:ria:7c042499-1f67-374d-cfd7-ff30e03a42d3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 17, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jun 10, 2025	n/a	yes	RALEIGH, NC\|GREENSBORO, NC\|CARY, NC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 17, 2023	Jun 23, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C•••••• I••••••••• A••••••• S•••••••• L••	Jun 23, 2025	Jun 10, 2025	-13	Firm change	Ibd to ibd
F•••• T•••• S••••••••• I•••	L•• F•••••••• L••	Dec 3, 2021

Relationships

Registered with (5)

→ C•••••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 10, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 17, 2023 to Jun 23, 2025factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 13, 2016 to Dec 3, 2021factForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••

Dated events

Occurred
Jun 23, 2025
Advisor changed firm
F•••••••• P•••• T••••• left L•• F•••••••• L•• for C•••••• I••••••••• A••••••• S•••••••• L•• (registered 2025-06-10)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c042499-1f67-374d-cfd7-ff30e03a42d3
First observed: Mar 17, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.