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J•••••• J••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J•••••• J••• B••••••

Advisor at A••••• F•••••••• A•••••••• L••

CHARLOTTE, NC | VACAVILLE, CA

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Search this name across graphsid dfx:ria:7c0f04f4-6b55-3096-4126-c4ddaf505bbc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• A•••••••• L••	Independent wealth	Jun 20, 2014	n/a	yes	CHARLOTTE, NC\|VACAVILLE, CA	Current employment
M•• F•••••••• S•••••••• I•••	Former SEC adviser	Jan 24, 2012	Nov 13, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• F•••••••• S•••••••• I•••	A••••• F•••••••• A•••••••• L••	Nov 13, 2012	Jun 20, 2014	584	Firm change after gap	Other
C•••••••• G••••• M•••••• I•••	M•• F•••••••• S•••••••• I•••	Dec 17, 2009

Relationships

Registered with (4)

→ A••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 20, 2014 to presentfactForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 24, 2012 to Nov 13, 2012factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 29, 2007 to Dec 17, 2009factForm ADV
→ C••••••• I••••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c0f04f4-6b55-3096-4126-c4ddaf505bbc
First observed: Feb 13, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.