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A•• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant20 years in industry

A•• B•••••••••

Advisor at W•••••• W••••• M••••••••• L••

Denver, CO

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Search this name across graphsid dfx:ria:7c29232b-0f30-341f-250a-59d43acf7abf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 5, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• W••••• M••••••••• L••	Independent wealth	May 23, 2025	n/a	yes	Denver, CO	Current employment
F•••••••• A•••••••• I••••••••• M•••••••••	Former SEC adviser	May 24, 2017	Aug 14, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A•••••••• I••••••••• M•••••••••	W•••••• W••••• M••••••••• L••	Aug 14, 2025	May 23, 2025	-83	Firm change after gap	RIA to RIA
M•• I•••••••• S•••••••• L••	F•••••••• A•••••••• I••••••••• M•••••••••	Jun 2, 2017

Relationships

Registered with (4)

→ W•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 23, 2025 to presentfactForm ADV
→ F•••••••• A•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
May 24, 2017 to Aug 14, 2025factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 29, 2008 to Jun 2, 2017factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

Occurred
Aug 14, 2025
Advisor changed firm
A•• B••••••••• left F•••••••• A•••••••• I••••••••• M••••••••• for W•••••• W••••• M••••••••• L•• (registered 2025-05-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c29232b-0f30-341f-250a-59d43acf7abf
First observed: Feb 17, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.