DFX Intelligence

T•••• R•••••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

T•••• R•••••• O••••

Advisor at L•••

LOS ANGELES, CA | LOUISVILLE, CO

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Search this name across graphsid dfx:ria:7c39dc8e-8dee-fb04-c39e-3c018d4786ce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 30, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Dec 12, 2024	n/a	yes	LOUISVILLE, CO\|LOS ANGELES, CA	Current employment
P••••• R•••• W••••• A•••••••• L••	Former SEC adviser	Jul 8, 2019	Feb 6, 2025	no	LOUISVILLE, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• R•••• W••••• A•••••••• L••	L•••	Feb 6, 2025	Dec 12, 2024	-56	Firm change after gap	RIA to RIA
W•••• F•••• A•••••••	P••••• R•••• W••••• A•••••••• L••	Jul 10, 2019	Jul 8, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
304224:269866:CO:2025-02-06	Feb 6, 2025	Dec 12, 2024	LOUISVILLE, CO	Firm change after gap
19616:304224:CO:2019-07-10	Jul 10, 2019	Jul 8, 2019	DENVER, CO	Firm change

Relationships

Registered with (4)

→ L•••Registered adviserregistration: current employment
Dec 12, 2024 to presentfactForm ADV
→ P••••• R•••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 8, 2019 to Feb 6, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Jul 10, 2019factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

Occurred
Feb 6, 2025
Advisor changed firm
T•••• R•••••• O•••• left P••••• R•••• W••••• A•••••••• L•• for Lido (registered 2024-12-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c39dc8e-8dee-fb04-c39e-3c018d4786ce
First observed: Oct 30, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.