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P••••• R•••• W••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

P••••• R•••• W••••• A•••••••• L••

CRD 304224

LOUISVILLE, CO

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Search this name across graphsid dfx:ria:8883238d-057b-3243-31df-bfe952c03ae4

Data as of Feb 19, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Jun 6, 2019 to Feb 19, 2024
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $544MItem 5.F on the latest filing (2024-02-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $544M
Private client RAUM: $527MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O••••• T••••• R••••••	MANAGING MEMBER	E	yes	06/2019	Jun 6, 2019	Feb 19, 2024
B••••• W•••••• P••••••	DIRECTOR OF INVESTMENT STRATEGY	A	no	08/2020	Aug 24, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$544M	$448M	21.5%	$428M	8.3%	3	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L•••	3	Feb 6, 2025	Dec 12, 2024	LOUISVILLE, CO	Firm absorbed	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•••• F•••• A•••••••	2	Jul 10, 2019	Jul 8, 2019	BOULDER, CO	Team lift out	Wirehouse to new firm	0.0%

Relationships

Owns (2)

← B••••• W•••••• P••••••OwnerDIRECTOR OF INVESTMENT STRATEGY, ownership code A, individual
Aug 24, 2020 to presentfactForm ADV
← D•••••• J••••• M••••OwnerCCO, ownership code NA, individual
Jun 6, 2019 to presentfactForm ADV

Controls (1)

← O••••• T••••• R••••••OwnerMANAGING MEMBER, ownership code E, individual
Jun 6, 2019 to presentfactForm ADV

Registered with (3)

← W••••• P•••••• B••••

Dated events

Occurred
Mar 6, 2025
Left the SEC roster
P••••• R•••• W••••• A•••••••• L•• no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $544.3M)
Form ADVobserved 7 days ago
$544M
Occurred
Feb 6, 2025
Firm absorbed
P••••• R•••• W••••• A•••••••• L••'s advisors moved to Lido (Louisville, CO): 3 of 3 registered, on the same day
Form ADVobserved 7 days ago
3 advisors
Occurred
Feb 6, 2025
Advisor changed firm
Jenny Marie Dudrey left P••••• R•••• W••••• A•••••••• L•• for Lido (registered 2024-12-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8883238d-057b-3243-31df-bfe952c03ae4
First observed: Jun 6, 2019
Last observed: Feb 19, 2024 31 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.