DFX Intelligence

M••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

M••• D•••••••••

Advisor at L•• F•••••••• L••

TUCSON, AZ

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Search this name across graphsid dfx:ria:7c4a831a-0538-fb93-c927-29cba21a7af1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Aug 2, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 21, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 3, 2025	n/a	yes	TUCSON, AZ	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 10, 2023	Sep 19, 2025	no	TUCSON, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•• F•••••••• L••	Sep 19, 2025	Sep 3, 2025	-16	Firm change	Wirehouse to ibd
N••••••• T•••• S••••••••• I••	W•••• F•••• A•••••••	Feb 7, 2023	Feb 10, 2023

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 2, 2017 to Jan 25, 2021factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 10, 2023 to Sep 19, 2025factForm ADV
→ N••••••• T•••• S••••••••• I••Registered adviserregistration: previous registration
Jan 12, 2023 to Feb 7, 2023factForm ADV

Dated events

Occurred
Sep 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c4a831a-0538-fb93-c927-29cba21a7af1
First observed: Aug 2, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.