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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MANDEVILLE PRIVATE CLIENT USA INC.

CRD 305945

BURLINGTON, ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c522276-6a25-03c5-112b-04501682153b

Data as of Oct 27, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 10
On other graphs: 0
Observed: Feb 28, 2020 to Oct 27, 2023
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.5MItem 5.F on the latest filing (2023-10-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.5M
Private client RAUM: $4.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 5
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 16
Individual clients: 10
High net worth clients: 0
SEC number: 801-118335
CRD: 305945
Filings on the tape: 14
First filed: Feb 28, 2020
Latest filed: Oct 27, 2023
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AIC GLOBAL HOLDINGS INC.	DIRECT OWNER	E	yes	06/2009	Feb 28, 2020	Oct 27, 2023
AIC LIMITED	DIRECT OWNER	E	yes	10/2012	Feb 28, 2020	Oct 27, 2023
GOWAN, JANICE, LOUISE	CHIEF COMPLIANCE OFFICER	Na	yes	06/2021	Jul 16, 2021	Oct 27, 2023
LEE-CHIN, MICHAEL, ANTHONY	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	Na	yes	02/2020	Feb 28, 2020	Oct 27, 2023
LEE-CHIN, MICHAEL, ANTHONY	Shareholder	E	yes	06/2009	Feb 28, 2020	Oct 27, 2023
MANDEVILLE HOLDINGS INC.	DIRECT OWNER	E	yes	09/2019	Feb 28, 2020	Oct 27, 2023
PORTLAND HOLDINGS LIMITED	DIRECT OWNER	E	yes	06/2009	Feb 28, 2020	Oct 27, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 70

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AIC INTERNATIONAL INVESTMENTS LIMITED	n/a	n/a	n/a	N	yes	n/a
ALMI INSURANCE BROKERS BARBADOS LIMITED	n/a	n/a	n/a	N	yes	n/a
BANCASSURANCE CARIBBEAN LIMITED	n/a	n/a	n/a	N	yes	n/a
BOOGAARD ASSURANTIEN BONAIRE BV	n/a	n/a	n/a	N	yes	n/a
BOOGAARD ASSURANTIEN NV	n/a	n/a	n/a	N	yes	n/a
CARIBBEAN INSURANCE BROKERS NV	n/a	n/a	n/a	N	yes	n/a
CARIBBEAN MEZZANINE FUND 1 LIMITED	n/a	n/a	n/a	N	yes	n/a
CLARIEN BANK LIMITED	n/a	n/a	n/a	N	yes	n/a
CLARIEN BROKERAGE LIMITED	n/a	n/a	n/a	N	yes	n/a
CLARIEN BSX SERVICES LTD.	n/a	n/a	n/a	N	yes	n/a
CLARIEN GROUP LIMITED	n/a	n/a	n/a	N	yes	n/a
CLARIEN INVESTMENTS LIMITED	n/a	n/a	n/a	N	yes	n/a
CLARIEN TRUST LIMITED	n/a	n/a	n/a	N	yes	n/a
DIAMOND FIRE & GENERAL INSURANCE INC.	n/a	n/a	n/a	N	yes	n/a
ELVIRA VERZEKERINGEN N.V.	n/a	n/a	n/a	N	yes	n/a
FATUM BROKERS HOLDING B.V.	n/a	n/a	n/a	N	yes	n/a
FATUM GENERAL INSURANCE ARUBA N.V.	n/a	n/a	n/a	N	yes	n/a
FATUM GENERAL INSURANCE NV	n/a	n/a	n/a	N	yes	n/a
FATUM HEALTH N.V.	n/a	n/a	n/a	N	yes	n/a
FATUM LIFE ARUBA N.V.	n/a	n/a	n/a	N	yes	n/a
FATUM LIFE N.V.	n/a	n/a	n/a	N	yes	n/a
FINANCIELE DIENSTVERLENING SNEL & PARTNERS B.V. RAALTE	n/a	n/a	n/a	N	yes	n/a
GLOBAL VOYAGER FUNDS LIMITED	n/a	n/a	n/a	N	yes	n/a
GUARDIAN ASSET MANAGEMENT AND INVESTMENT SERVICES LIMITED	n/a	n/a	n/a	N	yes	n/a
GUARDIAN GENERAL INSURANCE (OECS) LIMITED	n/a	n/a	n/a	N	yes	n/a
GUARDIAN GENERAL INSURANCE JAMAICA LIMITED	n/a	n/a	n/a	N	yes	n/a
GUARDIAN GENERAL INSURANCE LIMITED	n/a	n/a	n/a	N	yes	n/a
GUARDIAN GROUP NEDERLAND N.V.	n/a	n/a	n/a	N	yes	n/a
GUARDIAN GROUP TRUST LIMITED	n/a	n/a	n/a	N	yes	n/a
GUARDIAN HOLDINGS LIMITED	n/a	n/a	n/a	N	yes	n/a
GUARDIAN INSURANCE LIMITED	n/a	n/a	n/a	N	yes	n/a
GUARDIAN LIFE (OECS) LIMITED	n/a	n/a	n/a	N	yes	n/a
GUARDIAN LIFE LIMITED	n/a	n/a	n/a	N	yes	n/a
GUARDIAN LIFE OF THE CARIBBEAN LIMITED	n/a	n/a	n/a	N	yes	n/a
GUARDIAN RE (S.A.C.) LIMITED	n/a	n/a	n/a	N	yes	n/a
JAGER ADVIESBURO BV	n/a	n/a	n/a	N	yes	n/a
KRUIT ASSURANTIEN B.V.	n/a	n/a	n/a	N	yes	n/a
KRUIT EN VENEMA ASSURANDEUREN B.V.	n/a	n/a	n/a	N	yes	n/a
MANDEVILLE INSURANCE SERVICES INC.	n/a	n/a	n/a	N	yes	n/a
MANDEVILLE PRIVATE CLIENT INC. F.K.A PORTLAND PRIVATE WEALTH SERVICES INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LAVAL, QUEBEC	n/a	Canada	1	yes
OTTAWA, ONTARIO	n/a	Canada	1	yes
TORONTO,ONTARIO	n/a	Canada	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Jan 3, 2023	$4.5M	$4.5M	15	5	4	n/a	n/a
2021	Jan 4, 2022	$1.2M	$1.2M	15	4	2	n/a	n/a
2020	Dec 9, 2020	$0	$0	11	2	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$4.5M	$1.2M	279.2%	n/a	n/a	15	15	3	2

Relationships

Controls (6)

← LEE-CHIN, MICHAEL, ANTHONYOwnerSHAREHOLDER, ownership code E, individual
Feb 28, 2020 to presentfactForm ADV
← GOWAN, JANICE, LOUISEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 16, 2021 to presentfactForm ADV
← AIC GLOBAL HOLDINGS INC.OwnerDIRECT OWNER, ownership code E, foreign entity
Feb 28, 2020 to presentfactForm ADV
← AIC LIMITEDOwnerDIRECT OWNER, ownership code E, foreign entity
Feb 28, 2020 to presentfactForm ADV
← MANDEVILLE HOLDINGS INC.OwnerDIRECT OWNER, ownership code E, foreign entity
Feb 28, 2020 to presentfactForm ADV
← PORTLAND HOLDINGS LIMITEDOwnerDIRECT OWNER, ownership code E, foreign entity
Feb 28, 2020 to presentfactForm ADV

Dated events

Occurred
Oct 27, 2023
Control person left
Elizabeth Rebecca Bonds (Chief Investment Officer) no longer on Schedule A of Mandeville Private Client Usa Inc. (listed 2023-10-10, absent 2023-10-27)
Form ADVobserved 6 days ago
Occurred
Jun 15, 2023
Control person left
Henry Xavier Francis Laferriere (Chief Operating Officer And Senior Vice President) no longer on Schedule A of Mandeville Private Client Usa Inc. (listed 2023-05-01, absent 2023-06-15)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2022
Control person joined
Elizabeth Rebecca Bonds (Chief Investment Officer) appeared on Schedule A of Mandeville Private Client Usa Inc.
Form ADVobserved 6 days ago
Occurred
Mar 11, 2022
Control person left
Avrum Michael Dil (Chief Investment Officer) no longer on Schedule A of Mandeville Private Client Usa Inc. (listed 2022-01-04, absent 2022-03-11)
Form ADVobserved 6 days ago
Occurred
Jul 16, 2021
Control person joined
Louise Janice Gowan (Acting Chief Compliance Officer) appeared on Schedule A of Mandeville Private Client Usa Inc.
Form ADVobserved 6 days ago
Occurred
Jul 16, 2021
Control person joined
Avrum Michael Dil (Chief Investment Officer) appeared on Schedule A of Mandeville Private Client Usa Inc.
Form ADVobserved 6 days ago
Occurred
Jul 16, 2021
Control person left
Elizabeth Alison Fletcher (Chief Compliance Officer) no longer on Schedule A of Mandeville Private Client Usa Inc. (listed 2020-12-09, absent 2021-07-16)
Form ADVobserved 6 days ago
Occurred
Jul 16, 2021
Control person left
Walter Raymond Sawicki (Chief Investment Officer And Senior Vice President) no longer on Schedule A of Mandeville Private Client Usa Inc. (listed 2020-12-09, absent 2021-07-16)
Form ADVobserved 6 days ago
Occurred
Dec 9, 2020
Control person left
James Kevin Gould (Chief Financial Officer) no longer on Schedule A of Mandeville Private Client Usa Inc. (listed 2020-08-27, absent 2020-12-09)
Form ADVobserved 6 days ago
Occurred
Feb 28, 2020
First Form ADV filing
Mandeville Private Client Usa Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c522276-6a25-03c5-112b-04501682153b
First observed: Feb 28, 2020
Last observed: Oct 27, 2023 35 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MANDEVILLE PRIVATE CLIENT USA INC.

CRD 305945

BURLINGTON, ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c522276-6a25-03c5-112b-04501682153b

Data as of Oct 27, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AIC GLOBAL HOLDINGS INC.

DIRECT OWNER

yes

06/2009

Feb 28, 2020

Oct 27, 2023

AIC LIMITED

DIRECT OWNER

yes

10/2012

Feb 28, 2020

Oct 27, 2023

GOWAN, JANICE, LOUISE

CHIEF COMPLIANCE OFFICER

yes

06/2021

Jul 16, 2021

Oct 27, 2023

LEE-CHIN, MICHAEL, ANTHONY

CHAIRMAN AND CHIEF EXECUTIVE OFFICER

yes

02/2020

Feb 28, 2020

Oct 27, 2023

LEE-CHIN, MICHAEL, ANTHONY

Shareholder

yes

06/2009

Feb 28, 2020

Oct 27, 2023

MANDEVILLE HOLDINGS INC.

DIRECT OWNER

yes

09/2019

Feb 28, 2020

Oct 27, 2023

PORTLAND HOLDINGS LIMITED

DIRECT OWNER

yes

06/2009

Feb 28, 2020

Oct 27, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AIC INTERNATIONAL INVESTMENTS LIMITED

n/a

yes

n/a

ALMI INSURANCE BROKERS BARBADOS LIMITED

n/a

yes

n/a

BANCASSURANCE CARIBBEAN LIMITED

n/a

yes

n/a

BOOGAARD ASSURANTIEN BONAIRE BV

n/a

yes

n/a

BOOGAARD ASSURANTIEN NV

n/a

yes

n/a

CARIBBEAN INSURANCE BROKERS NV

n/a

yes

n/a

CARIBBEAN MEZZANINE FUND 1 LIMITED

n/a

yes

n/a

CLARIEN BANK LIMITED

n/a

yes

n/a

CLARIEN BROKERAGE LIMITED

n/a

yes

n/a

CLARIEN BSX SERVICES LTD.

n/a

yes

n/a

CLARIEN GROUP LIMITED

n/a

yes

n/a

CLARIEN INVESTMENTS LIMITED

n/a

yes

n/a

CLARIEN TRUST LIMITED

n/a

yes

n/a

DIAMOND FIRE & GENERAL INSURANCE INC.

n/a

yes

n/a

ELVIRA VERZEKERINGEN N.V.

n/a

yes

n/a

FATUM BROKERS HOLDING B.V.

n/a

yes

n/a

FATUM GENERAL INSURANCE ARUBA N.V.

n/a

yes

n/a

FATUM GENERAL INSURANCE NV

n/a

yes

n/a

FATUM HEALTH N.V.

n/a

yes

n/a

FATUM LIFE ARUBA N.V.

n/a

yes

n/a

FATUM LIFE N.V.

n/a

yes

n/a

FINANCIELE DIENSTVERLENING SNEL & PARTNERS B.V. RAALTE

n/a

yes

n/a

GLOBAL VOYAGER FUNDS LIMITED

n/a

yes

n/a

GUARDIAN ASSET MANAGEMENT AND INVESTMENT SERVICES LIMITED

n/a

yes

n/a

GUARDIAN GENERAL INSURANCE (OECS) LIMITED

n/a

yes

n/a

GUARDIAN GENERAL INSURANCE JAMAICA LIMITED

n/a

yes

n/a

GUARDIAN GENERAL INSURANCE LIMITED

n/a

yes

n/a

GUARDIAN GROUP NEDERLAND N.V.

n/a

yes

n/a

GUARDIAN GROUP TRUST LIMITED

n/a

yes

n/a

GUARDIAN HOLDINGS LIMITED

n/a

yes

n/a

GUARDIAN INSURANCE LIMITED

n/a

yes

n/a

GUARDIAN LIFE (OECS) LIMITED

n/a

yes

n/a

GUARDIAN LIFE LIMITED

n/a

yes

n/a

GUARDIAN LIFE OF THE CARIBBEAN LIMITED

n/a

yes

n/a

GUARDIAN RE (S.A.C.) LIMITED

n/a

yes

n/a

JAGER ADVIESBURO BV

n/a

yes

n/a

KRUIT ASSURANTIEN B.V.

n/a

yes

n/a

KRUIT EN VENEMA ASSURANDEUREN B.V.

n/a

yes

n/a

MANDEVILLE INSURANCE SERVICES INC.

n/a

yes

n/a

MANDEVILLE PRIVATE CLIENT INC. F.K.A PORTLAND PRIVATE WEALTH SERVICES INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

LAVAL, QUEBEC

n/a

Canada

yes

OTTAWA, ONTARIO

n/a

Canada

yes

TORONTO,ONTARIO

n/a

Canada

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Jan 3, 2023

$4.5M

n/a

2021

Jan 4, 2022

$1.2M

n/a

2020

Dec 9, 2020

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$4.5M

$1.2M

279.2%

n/a