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Former SEC-registered adviser

M••••••••• P•••••• C••••• U•• I•••

Former SEC-registered adviserBurlington, Ontario, CRD 305945SEC 801-118335IAPD

Latest filing Oct 27, 2023

First filing on the tape Feb 28, 2020 · 14 filings

RAUM

$4.5M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$4.5M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

14 filings and snapshots on the tape

RAUM$4.5M as of Jan 3, 2023

Dec 9, 2020$0 then

HNW client RAUM$0 as of Jan 3, 2023

Dec 9, 2020$0 then

State-registered IARs (5.B.3)0 as of Jan 3, 2023

Dec 9, 20200 then

Employees (5.A)15 as of Jan 3, 2023

Dec 9, 202011 then

Private funds: no history

RAUM +279% over the last fiscal yearIARs 0 to 0offices 2 to 3

Practice profile

derived from the filing of Oct 27, 2023; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $278,246derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year: +279%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: +400%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications, educational seminarsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$4.5M100%

Individual clients: 10reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 16reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

G••••• J•••••• L••••• · Chief Compliance Officercontrol
since 06/2021 · owns less than 5%
L•••••••• M••••••• A•••••• · Chairman And Chief Executive Officercontrol
since 02/2020 · owns less than 5%
L•••••••• M••••••• A•••••• · Shareholdercontrol
since 06/2009 · owns 75% or more of P••••••• H••••••• L••••••

Entity owners

M••••••••• H••••••• I••• · Direct Owner
direct · owns 75% or more
A•• G••••• H••••••• I••• · Direct Owner
indirect · owns 75% or more of A•• L••••••
A•• L•••••• · Direct Owner
indirect · owns 75% or more of M••••••••• H••••••• I•••
P••••••• H••••••• L•••••• · Direct Owner
indirect · owns 75% or more of A•• G••••• H••••••• I•••

Related persons

Schedule D 7.A

A•• I••••••••• I••••••••• L••••••
investment adviserpooled vehicle sponsorn
A••• I•••••••• B•••••• B••••••• L••••••
real estaten
B••••••••• C•••••••• L••••••
real estaten
B••••••• A••••••••• B•••••• B•
real estaten
B••••••• A••••••••• N•
real estaten
C•••••••• I•••••••• B•••••• N•
real estaten
C•••••••• M•••••••• F••• 1• L••••••
investment advisern
C•••••• B••• L••••••
n
C•••••• B•••••••• L••••••
broker-dealern
C•••••• B•• S••••••• L•••
broker-dealern
C•••••• G•••• L••••••
investment adviserpooled vehicle sponsorn
C•••••• I••••••••• L••••••
investment advisern
C•••••• T•••• L••••••
n
D•••••• F••• • G•••••• I•••••••• I•••
real estaten
E••••• V••••••••• N•••
real estaten
F•••• B•••••• H•••••• B•••
real estaten
F•••• G•••••• I•••••••• A•••• N•••
real estaten
F•••• G•••••• I•••••••• N•
real estaten
F•••• H••••• N•••
real estaten
F•••• L••• A•••• N•••
real estaten
F•••• L••• N•••
real estaten
F••••••••• D••••••••• S••• • P••••••• B••• R•••••
real estaten
G••••• V•••••• F•••• L••••••
investment advisern
G••••••• A•••• M••••••••• A•• I••••••••• S••••••• L••••••
investment advisern
G••••••• G•••••• I•••••••• ••••• L••••••
real estaten
G••••••• G•••••• I•••••••• J•••••• L••••••
real estaten
G••••••• G•••••• I•••••••• L••••••
real estaten
G••••••• G•••• N•••••••• N•••
real estaten
G••••••• G•••• T•••• L••••••
n
G••••••• H••••••• L••••••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

Laval, Quebec, Canada1 employees
Ottawa, O••••••, Canada1 employees
Toronto,O••••••, Canada1 employees

What changed

consecutive filings, newest first

Other offices · 4 to 3
Jun 15, 2023 to Oct 10, 2023
Accounts · 2 to 16
Mar 11, 2022 to Jan 3, 2023
Advisory employees · 4 to 5
Mar 11, 2022 to Jan 3, 2023
BD registered reps · 4 to 5
Mar 11, 2022 to Jan 3, 2023
Individual clients · 2 to 10
Mar 11, 2022 to Jan 3, 2023
Other offices · 2 to 4
Mar 11, 2022 to Jan 3, 2023
Discretionary RAUM · $1.2M to $4.5M
Mar 11, 2022 to Jan 3, 2023
Individual RAUM · $1.2M to $4.5M
Mar 11, 2022 to Jan 3, 2023
RAUM · $1.2M to $4.5M
Mar 11, 2022 to Jan 3, 2023
Accounts · 0 to 2
Oct 19, 2021 to Jan 4, 2022
Advisory employees · 2 to 4
Oct 19, 2021 to Jan 4, 2022
BD registered reps · 2 to 4
Oct 19, 2021 to Jan 4, 2022
Individual clients · 0 to 2
Oct 19, 2021 to Jan 4, 2022
Employees · 11 to 15
Oct 19, 2021 to Jan 4, 2022
Financial planning clients · 0 to 1-10
Oct 19, 2021 to Jan 4, 2022
Discretionary RAUM · $0 to $1.2M
Oct 19, 2021 to Jan 4, 2022
Individual RAUM · $0 to $1.2M
Oct 19, 2021 to Jan 4, 2022
RAUM · $0 to $1.2M
Oct 19, 2021 to Jan 4, 2022
Financial planning clients · unset to 0
Feb 28, 2020 to Jun 30, 2020

Signals

10 dated events

E•••••••• R•••••• B•••• (Chief Investment Officer) no longer on Schedule A of M••••••••• P•••••• C••••• U•• I••• (listed 2023-10-10, absent 2023-10-27)
Oct 27, 2023 · Control person left · inference
Henry Xavier Francis Laferriere (Chief Operating Officer And Senior Vice President) no longer on Schedule A of M••••••••• P•••••• C••••• U•• I••• (listed 2023-05-01, absent 2023-06-15)
Jun 15, 2023 · Control person left · inference
E•••••••• R•••••• B•••• (Chief Investment Officer) appeared on Schedule A of M••••••••• P•••••• C••••• U•• I•••
Mar 11, 2022 · Control person joined · fact
Avrum Michael Dil (Chief Investment Officer) no longer on Schedule A of M••••••••• P•••••• C••••• U•• I••• (listed 2022-01-04, absent 2022-03-11)
Mar 11, 2022 · Control person left · inference
Louise Janice Gowan (Acting Chief Compliance Officer) appeared on Schedule A of M••••••••• P•••••• C••••• U•• I•••
Jul 16, 2021 · Control person joined · fact
Avrum Michael Dil (Chief Investment Officer) appeared on Schedule A of M••••••••• P•••••• C••••• U•• I•••
Jul 16, 2021 · Control person joined · fact
E•••••••• Alison Fletcher (Chief Compliance Officer) no longer on Schedule A of M••••••••• P•••••• C••••• U•• I••• (listed 2020-12-09, absent 2021-07-16)
Jul 16, 2021 · Control person left · inference
Walter Raymond Sawicki (Chief Investment Officer And Senior Vice President) no longer on Schedule A of M••••••••• P•••••• C••••• U•• I••• (listed 2020-12-09, absent 2021-07-16)
Jul 16, 2021 · Control person left · inference
James Kevin Gould (Chief Financial Officer) no longer on Schedule A of M••••••••• P•••••• C••••• U•• I••• (listed 2020-08-27, absent 2020-12-09)
Dec 9, 2020 · Control person left · inference
M••••••••• P•••••• C••••• U•• I••• filed its initial SEC registration (Form ADV)
Feb 28, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026